UNIT 5: GEOTECHNICAL ENGINEERING
I. Fundamental Soil Properties and Relationships
Phase Diagram: Represents soil as a 3-phase system: solids, water, air.
Key Relationships & Definitions:
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Void Ratio (e): \( e = \frac{V_v}{V_s} \)
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Porosity (n): \( n = \frac{V_v}{V} = \frac{e}{1+e} \)
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Water Content (w): \( w = \frac{M_w}{M_s} \times 100\% \)
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Degree of Saturation (S_r): \( S_r = \frac{V_w}{V_v} \times 100\% \)
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Specific Gravity (G_s): \( G_s = \frac{\rho_s}{\rho_w} \)
Fundamental Relationship (for saturated soil, S_r=1):
$$ e = wG_s \quad \text{or} \quad S_r = \frac{wG_s}{e} $$
[!TIP] Derive this from \( G_s \cdot \gamma_w = \frac{\gamma_d}{1+e} \) and \( \gamma_d = \frac{\gamma}{1+w} \).
Unit Weights:
| Type | Formula | When Used |
|---|---|---|
| Moist/Total | \( \gamma = \frac{W}{V} \) | General |
| Dry | \( \gamma_d = \frac{\gamma}{1+w} = \frac{G_s \gamma_w}{1+e} \) | Compaction, stability |
| Saturated | \( \gamma_{sat} = \frac{(G_s + e)\gamma_w}{1+e} \) | Submerged weight |
| Submerged/Buoyant | \( \gamma' = \gamma_{sat} - \gamma_w \) | Effective stress below WT |
Problem-Solving Tip: Given \( \gamma, w, G_s \), find \( \gamma_d, e, n, S_r \). Use \( \gamma_d = \gamma/(1+w) \) first, then \( e = (G_s \gamma_w / \gamma_d) - 1 \), then \( n = e/(1+e) \), finally \( S_r = (wG_s)/e \).
II. Soil Classification and Grain Size Analysis
Grain Size Distribution (GSD) Curve: Plot of % finer (y-axis, log scale) vs. particle size (x-axis, log scale).
Coefficients:
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Uniformity Coefficient: \( C_u = \frac{D_{60}}{D_{10}} \)
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Coefficient of Curvature: \( C_c = \frac{(D_{30})^2}{D_{60} \cdot D_{10}} \)
Gradation Types:
| Type | Criteria (for gravels/sands) | Description |
|---|---|---|
| Well-Graded (GW, SW) | \( C_u > 4 \) (gravels) / \( C_u > 6 \) (sands) AND \( C_c = 1-3 \) | Good range of sizes |
| Poorly-Graded (GP, SP) | \( C_u < 4/6 \) OR \( C_c \notin [1,3] \) | Uniform or gap-graded |
Plasticity Characteristics (Fine-grained soils):
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Liquid Limit (LL): Water content at 25 blows in Casagrande cup.
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Plastic Limit (PL): Water content when soil crumbles.
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Plasticity Index (PI): \( I_p = LL - PL \)
IS Classification (IS 1498):
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Coarse-grained (>50% > 0.075 mm): Divisions based on \( D_{10} \) (gravel/sand) and gradation (W/P).
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Fine-grained (≥50% < 0.075 mm): Use Plasticity Chart (LL vs. I_p).
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CL: Low plasticity clay (below A-line, LL<50)
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CH: High plasticity clay (above A-line, LL≥50)
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ML: Low plasticity silt (below A-line)
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MH: High plasticity silt (above A-line)
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OL/OI: Organic soils (below A-line, LL<50 with organics)
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Textural Classification (Triangular Diagram): For coarse-grained soils, based on % gravel, % sand, % fines.
Consistency (based on PI for clays):
| Consistency | PI Range |
|---|---|
| Soft | < 4 |
| Medium | 4 - 7 |
| Stiff | 7 - 15 |
| Very Stiff | 15 - 25 |
| Hard | > 25 |
III. Permeability and Seepage
Permeability (k): Measure of ease of water flow through soil. Factors: Particle size, void ratio, fabric, viscosity of fluid, temperature.
Lab Determination:
- Constant Head Test: Suitable for coarse-grained soils (high k).
$$ k = \frac{QL}{A h t} $$
Where: Q = discharge, L = specimen length, A = area, h = head loss, t = time.
- Falling Head Test: Suitable for fine-grained soils (low k).
$$ k = \frac{2.3 L a}{A t} \log_{10} \frac{h_1}{h_2} $$
Where: a = area of standpipe, h₁/h₂ = heads.
Permeability of Stratified Soils:
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Horizontal Flow (parallel): \( k_H = \frac{\sum k_i H_i}{\sum H_i} \) (Weighted arithmetic mean)
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Vertical Flow (normal): \( k_V = \frac{\sum H_i}{\sum \frac{H_i}{k_i}} \) (Weighted harmonic mean)
[!TIP] \( k_V \) is always less than \( k_H \) for the same deposit.
Flow Nets:
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Definition: Graphical representation of 2D steady seepage (flow lines & equipotentials).
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Characteristics: Orthogonal, curved squares (same Δq, Δh), tangent boundaries.
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Application - Discharge: \( q = k H \frac{N_f}{N_d} \) (per unit length)
Where: \( N_f \) = flow channels, \( N_d \) = equipotential drops.
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Seepage Pressure: \( p_s = i \gamma_w z \) (acts in direction of flow).
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Critical Hydraulic Gradient (Quick Sand):
Derivation: Boiling occurs when \( \sigma' = 0 \). \( \sigma' = \gamma_{sub} z - i \gamma_w z = 0 \).
$$ i_{crit} = \frac{\gamma_{sub}}{\gamma_w} = \frac{G_s - 1}{1+e} $$
**Factor of Safety (FS) against boiling:** \( FS = \frac{i_{crit}}{i_{actual}} \)
IV. Effective Stress and Pore Water Pressure
Terzaghi’s Principle: \( \sigma' = \sigma - u \)
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Total Stress (σ): Weight of everything above.
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Pore Water Pressure (u): Pressure of water in voids.
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Below WT (saturated): \( u = \gamma_w \cdot h \) (h = depth below WT)
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Above WT (unsaturated): Usually zero unless artesian.
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Effective Stress (σ'): Stress carried by soil skeleton. Governs strength & deformation.
Stress Profile Plotting Steps:
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Calculate total stress (σ) at each layer interface.
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Determine pore pressure (u) based on water table & saturation.
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Compute effective stress (σ') = σ - u.
[!TIP] For partially saturated layers (S_r < 100%), pore pressure is negative (suction), so σ' > σ.
V. Consolidation and Settlement
Primary Consolidation: Expulsion of water from saturated clay under load, volume decrease.
Settlement Calculation (Normally Consolidated Clay):
$$ \Delta H = \frac{C_c}{1+e_0} H \log_{10} \frac{\sigma'_f}{\sigma'_i} $$
Where:
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\( \Delta H \) = Consolidation settlement
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\( C_c \) = Compression index (from e-log σ' curve)
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\( e_0 \) = Initial void ratio
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\( H \) = Initial thickness of clay layer
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\( \sigma'_i \) = Initial effective stress
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\( \sigma'_f \) = Final effective stress after loading
Key Parameters:
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Recompression Index (C_r): For unloading/reloading (slope of recompression curve).
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Coefficient of Compressibility (m_v): \( m_v = \frac{\Delta e}{\Delta \sigma' (1+e_0)} \) (Compressibility per unit stress).
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Coefficient of Consolidation (c_v): \( c_v = \frac{k}{m_v \gamma_w} \). Measures rate of consolidation.
Determination of c_v (Time Factor Method):
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Square Root of Time Method (√t): \( T_v = \frac{\pi}{4} U^2 \) for U ≤ 60%. Plot \( \sqrt{t} \) vs. settlement.
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Logarithm of Time Method (log t): \( T_v = 0.197 \) for U = 90%. Plot \( \log t \) vs. settlement.
Time for Consolidation:
$$ t = \frac{T_v H^2}{c_v} $$
Crucial: \( H \) = Longest drainage path.
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Double drainage: \( H = H_{layer}/2 \)
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Single drainage: \( H = H_{layer} \)
Degree of Consolidation (U) & Time Factor (T_v):
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U = 50% → \( T_v \approx 0.197 \)
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U = 90% → \( T_v \approx 0.848 \)
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U = 100% → \( T_v \to \infty \)
Assumptions in 1D Consolidation Theory:
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Homogeneous, fully saturated soil.
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Small strains, constant k and m_v.
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Darcy’s law valid.
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Instantaneous, uniform load application.
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One-dimensional flow & compression.
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Water is incompressible; soil grains are rigid.
VI. Compaction
Definition: Mechanical densification of soil by reducing air voids (not water expulsion).
Compaction Curve: Dry density (\( \gamma_d \)) vs. Moisture content (w). Shows peak (OMC) and max dry density (MDD).
Zero Air Void Line: Theoretical curve for 100% saturation (\( \gamma_d = \frac{G_s \gamma_w}{1+w} \)). Compaction curve approaches but never crosses it.
Proctor Tests Comparison:
| Feature | Standard Proctor (Light) | Modified Proctor (Heavy) |
|---|---|---|
| Compaction Energy | 600 kN-m/m³ | 2700 kN-m/m³ |
| ** hammer mass** | 2.5 kg | 4.5 kg |
| Drop height | 305 mm | 457 mm |
| No. of layers | 3 | 5 |
| No. of blows | 25 per layer | 25 per layer |
| Result | Lower MDD, Higher OMC | Higher MDD, Lower OMC |
IS Standards: IS 2720 (Part 7) for Light, IS 2720 (Part 8) for Heavy.
Field Compaction Methods: Smooth-wheel, sheepsfoot, pneumatic-tired rollers; vibratory plates; hand tampers.
VII. Shear Strength
Mohr-Coulomb Failure Criterion:
$$ \tau = c' + \sigma' \tan \phi' $$
Where:
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\( \tau \) = Shear strength
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\( c' \) = Effective cohesion
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\( \sigma' \) = Effective normal stress on failure plane
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\( \phi' \) = Effective angle of internal friction
Triaxial Shear Tests:
| Test Type | Drainage | Measured Parameters | Soil Type Suitability |
|---|---|---|---|
| UU (Unconsolidated Undrained) | No drainage allowed | Total stress: \( c_u, \phi_u = 0° \) (for saturated clays) | Clays (quick test) |
| CU (Consolidated Undrained) | Allowed during consolidation, not during shear | With pore pressure: \( c', \phi' \). Without pore pressure: Apparent \( c_{app}, \phi_{app} \) | Clays & sands |
| CD (Consolidated Drained) | Allowed throughout | Effective stress: \( c', \phi' \) | Sands & stiff clays |
Unconfined Compression Test (UCT): Special UU test with \( \sigma_3 = 0 \). For saturated clays: \( c_u = \frac{\sigma_f}{2} \), \( \phi_u = 0° \).
Shear Strength Envelope: Plot of failure shear stress (τ) vs. normal stress (σ) from Mohr circles at failure. Slope = tan φ', intercept = c'.
Liquefaction: Loss of shear strength in saturated, loose, fine sands/silts due to rapid loading (e.g., earthquake) causing pore pressure build-up (u → σ) and σ' → 0.
VIII. Stress Distribution in Soils
Boussinesq’s Theory (Point Load):
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Assumptions: Homogeneous, isotropic, elastic half-space; load is point load; gravity neglected.
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Vertical Stress Increase at depth z, radial distance r:
$$ \Delta \sigma_z = \frac{3P}{2\pi} \cdot \frac{z^3}{(r^2 + z^2)^{5/2}} $$
- Below center of loaded area (r=0): \( \Delta \sigma_z = \frac{3P}{2\pi z^2} \)
Westergaard’s Theory (for Layered Soils):
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Assumptions: Soil is infinitely stiff in horizontal direction (no lateral strain), like columns in a rigid layer.
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Key Difference: Stress distribution is confined to a vertical column (vertical "bulb"). Gives higher vertical stress at depth near load, lower at large r compared to Boussinesq.
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Formula (below center of strip load): \( \Delta \sigma_z = \frac{q}{\pi} \left[ \beta - \sin \beta \cos \beta \right] \), where \( \beta = \tan^{-1}(b/z) \).
Equivalent Point Load Method: For uniformly loaded areas (rectangular, circular, strip), replace area with equivalent point load at depth z. Use Boussinesq’s equation with \( P = q \times \text{area} \). More accurate for small \( z/B \) ratios.
IX. Soil Stabilization and Geosynthetics
Soil Stabilization Methods:
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Mechanical: Compaction, blending with better soils.
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Chemical: Lime, Cement, Bitumen, Fly ash, Chemicals (e.g., calcium chloride).
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Geosynthetics: Reinforcement, separation.
Cement Stabilization: Mixes soil with cement & water. Effects: Increases strength, reduces compressibility & permeability, controls shrinkage/swell. Best for well-graded soils with some fines.
Geosynthetics: Synthetic polymers in sheet form.
| Type | Function(s) | Typical Applications |
|---|---|---|
| Geotextiles | Separation, Filtration, Reinforcement, Drainage | Roads, retaining walls, drainage |
| Geogrids | Reinforcement (high tensile strength) | Retaining walls, steep slopes, basereinforcement |
| Geomembranes | Containment (impermeable) | Landfill liners, pond liners |
| Geocells | Confinement, Erosion control | Slope protection, channel linings |
| Geocomposites | Combination (e.g., drainage core + geotextile) | Drainage layers, edge drains |
Functions Explained:
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Separation: Prevents mixing of dissimilar soils (e.g., soft subgrade and aggregate base).
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Reinforcement: Tensile element to resist deformation (like steel in concrete).
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Filtration: Allows water flow while retaining soil particles (needs proper AOS).
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Drainage: Conveys water within plane (geonets, geocomposites).
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Protection: Prevents puncture of geomembranes (thick non-wovens).