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CE-701 · Geotechnical Engg/Quick Revision Short Notes

Geotechnical Engg (CE-701) - Unit 1 Short Notes

UNIT 1: SOIL PROPERTIES, CLASSIFICATION, PERMEABILITY, SEEPAGE, AND EFFECTIVE STRESS


I. Introduction to Soils

Soil Formation Processes:

  • Weathering: Physical (freeze-thaw, thermal expansion) and chemical (hydrolysis, oxidation) disintegration of parent rock.

  • Transportation: By water, wind, ice, or gravity.

  • Deposition: Sedimentation in environments like rivers, lakes, oceans, or deserts.

Soil Composition:

A three-phase system:

  1. Solid particles (minerals/organic matter)

  2. Water (liquid phase)

  3. Air (gas phase)

Soil Structure Types:

  • Single-grained: Coarse-grained soils (gravel/sand), particles touch at points.

  • Honeycombed: Fine sand/silt, arch-like structure with large voids.

  • Flocculent: Clay particles in a loose, open arrangement (attractive forces dominate).

  • Dispersed: Clay particles oriented and packed closely (repulsive forces dominate).

Phase Diagram & Significance:

A visual tool showing volumes/masses of solids, water, air. Used to derive fundamental relationships between index properties (e, n, w, Sᵣ, γ).


II. Phase Relationships and Soil Properties

Key Parameters & Definitions

Parameter Symbol Definition Formula
Void Ratio e Volume of voids / Volume of solids $$\displaystyle e = \frac{V_v}{V_s} $$
Porosity n Volume of voids / Total volume $$\displaystyle n = \frac{V_v}{V} $$
Degree of Saturation $$\displaystyle S_r $$ Volume of water / Volume of voids $$\displaystyle S_r = \frac{V_w}{V_v} $$
Water Content w Mass of water / Mass of solids $$\displaystyle w = \frac{M_w}{M_s} $$
Moist Unit Weight γ Total weight / Total volume $$\displaystyle \gamma = \frac{W}{V} $$
Dry Unit Weight $$\displaystyle \gamma_d $$ Weight of solids / Total volume $$\displaystyle \gamma_d = \frac{W_s}{V} $$
Saturated Unit Weight $$\displaystyle \gamma_{sat} $$ Total weight when $$\displaystyle S_r = 100\% $$ / Total volume
Submerged Unit Weight $\gamma'$ $$\displaystyle \gamma_{sat} - \gamma_w $$ $$\displaystyle \gamma' = \frac{\gamma_{sat} - \gamma_w}{g} $$
Specific Gravity $$\displaystyle G_s $$ Mass of solids / Mass of equal volume of water $$\displaystyle G_s = \frac{\rho_s}{\rho_w} $$

Fundamental Relationships

  1. Basic Definition:

$$e = \frac{V_v}{V_s}, \quad n = \frac{V_v}{V} = \frac{e}{1+e}$$

\boxed{n = \frac{e}{1+e}}
  1. Water Content - Void Ratio - Saturation:

$$w = \frac{M_w}{M_s} = \frac{\rho_w V_w}{\rho_s V_s} = \frac{e \cdot S_r \cdot \rho_w}{G_s \cdot \rho_w}$$

\boxed{e = \frac{G_s \cdot w}{S_r}} \quad \text{(For } S_r = 100\% \text{, } e = G_s w\text{)}
  1. Moist Unit Weight:

$$\gamma = \frac{W_s + W_w}{V} = \frac{G_s \gamma_w + e \cdot S_r \cdot \gamma_w}{1+e}$$

\boxed{\gamma = \frac{G_s + S_r e}{1+e} \gamma_w}
  1. Dry Unit Weight:

$$\gamma_d = \frac{W_s}{V} = \frac{G_s \gamma_w}{1+e}$$

\boxed{\gamma_d = \frac{G_s \gamma_w}{1+e}}

Problem-Solving Strategy

Given any 3 independent parameters (from e, n, w, Sᵣ, γ, γ_d, Gₛ), you can solve for the rest. Use the fundamental relationships as equations. Always check units (γ in kN/m³, γ_w ≈ 9.81 kN/m³ or 9.81×10⁻⁶ kN/mm³).

Laboratory Determination

Property Method Key Formula/Principle
Water Content (w) Oven-dry method $$\displaystyle w = \frac{M_{wet} - M_{dry}}{M_{dry}} \times 100\% $$
In-situ Unit Weight (γ) Core Cutter, Sand Replacement, Balloon Direct measurement of volume (V) and weight (W). $$\displaystyle \gamma = W/V $$
Specific Gravity (Gₛ) Pycnometer/Density Bottle $$\displaystyle G_s = \frac{M_s}{M_w} \cdot \frac{1}{\frac{M_{ss}}{M_w} - 1} $$ (for pycnometer)

III. Soil Classification

A. Grain Size Analysis

  • Sieve Analysis: For coarse-grained soils (gravel & sand). Results plotted on semi-log graph (size vs. % finer).

  • Hydrometer Analysis: For fine-grained soils (silt & clay). Based on Stokes' Law (settling velocity). Results plotted on semi-log graph.

  • Particle Size Distribution (PSD) Curve: X-axis: particle size (log scale), Y-axis: % finer by weight.

    • Shape: Well-graded (flat S-curve), Poorly-graded (steep curve), Gap-graded (flat middle section).

B. Gradation Characteristics

\boxed{C_u = \frac{D_{60}}{D_{10}}} \quad \text{(Uniformity Coefficient)}

\boxed{C_c = \frac{(D_{30})^2}{D_{60} \cdot D_{10}}} \quad \text{(Coefficient of Curvature)}

Soil Type Well-Graded Criteria Poorly-Graded (Uniform)
Gravels (GW/GP) $$\displaystyle C_u > 4 $$ AND $$\displaystyle 1 \leq C_c \leq 3 $$ Fails either/both criteria
Sands (SW/SP) $$\displaystyle C_u > 6 $$ AND $$\displaystyle 1 \leq C_c \leq 3 $$ Fails either/both criteria

C. Atterberg Limits (Consistency Limits)

  • Liquid Limit (LL): Water content at which soil changes from plastic to liquid state (Casagrande cup, 25 blows).

  • Plastic Limit (PL): Water content at which soil changes from plastic to semi-solid state (thread rolling).

  • Shrinkage Limit (SL): Water content at which soil changes from semi-solid to solid state (volume constant).

  • Plasticity Index (PI):

    \boxed{PI = LL - PL}

    • Indicates range of water content where soil exhibits plastic behavior.

    • High PI: Clayey soils, high compressibility, low strength.

    • Low PI: Silty soils, non-plastic.

D. IS Soil Classification System (IS 2800: Part 5)

Step-by-Step Procedure:

  1. Coarse-Grained ( >50% retained on 75µm sieve):

    • Gravel (G) if >50% retained on 4.75mm sieve. Sand (S) if >50% passes 4.75mm.

    • Gradation Suffix: W (well-graded, meets Cᵤ & C꜀), P (poorly-graded).

    • Fines Content: If 5-12% fines, use dual symbol (e.g., SW-SM). If >12%, classify based on Plasticity Chart (see below).

  2. Fine-Grained ( >50% passes 75µm sieve):

    • Plot on Plasticity Chart (LL vs. PI).

    • A-line: $$\displaystyle PI = 0.73(LL - 20) $$.

    • Above A-line: Clay (C).

    • Below A-line: Silt (M).

    • LL = 50% line: Organic soils (Pt, Pe) if organic content > specified limits.

  3. Highly Organic Soils: Pt (Peat), Pe (Peat with high decay).

E. Textural Classification (Triangular Diagrams)

  • Used for fine-grained soils (silt & clay).

  • USDA Triangle: Based on % sand, silt, clay.

  • AASHTO Triangle: Based on % clay & silt (minus clay).

  • Key: Determines textural class (e.g., Clay, Silty Clay, Sandy Clay Loam).

Exam Tip: In IS classification, always check % fines first. For coarse-grained soils with >12% fines, ignore gradation (W/P) and classify solely by plasticity chart position.


IV. Permeability and Seepage

A. Darcy's Law

Statement: Flow rate is proportional to hydraulic gradient and cross-sectional area.

\boxed{q = k \cdot i \cdot A}

  • q: Discharge (volume/time)

  • k: Coefficient of permeability (length/time, e.g., cm/s, m/day)

  • i: Hydraulic gradient ($\Delta h / L$, dimensionless)

  • A: Cross-sectional area normal to flow

Assumptions:

  1. Laminar flow (low velocity, Re < 1).

  2. Homogeneous, isotropic soil.

  3. Steady-state flow (constant q, i with time).

  4. Water is incompressible.

  5. Flow is parallel to flow lines (no separation).

Factors Affecting k:

  • Particle size & gradation: $$\displaystyle k \propto D_{10}^2 $$ (for sands).

  • Void ratio: $$\displaystyle k \propto \frac{e^3}{1+e} $$ (Kozeny-Carman equation).

  • Temperature: k increases with temperature (viscosity decreases).

  • Soil structure: Flocculent vs. dispersed clays.

B. Laboratory Determination of k

Method Suitable Soil Formula Key Features
Constant Head Coarse-grained (high k) $$\displaystyle k = \frac{Q \cdot L}{A \cdot h \cdot t} $$ Constant head h, measure Q in time t.
Falling Head Fine-grained (low k) $$\displaystyle k = \frac{2.3 \cdot a \cdot L}{t} \log_{10}\left(\frac{h_1}{h_2}\right) $$ Head falls from $$\displaystyle h_1 $$ to $$\displaystyle h_2 $$ in time t. a = area of standpipe.

C. Permeability of Stratified Deposits

1. Flow Parallel to Bedding (Horizontal Flow):

Total discharge is sum of discharges through each layer.

\[ q = \sum q_i = \sum (k_i \cdot i \cdot A_i) \]

Since i and A are common (total area A = ΣAᵢ, total head loss h = Σhᵢ, so i = h/L constant):

\[ k_h = \frac{\sum (k_i \cdot t_i)}{\sum t_i} \]

\boxed{k_h = \frac{k_1 t_1 + k_2 t_2 + ...}{t_1 + t_2 + ...}}

2. Flow Normal to Bedding (Vertical Flow):

Total head loss is sum of losses in each layer, discharge q is same through all.

\[ q = \frac{k_1 A \cdot h_1}{t_1} = \frac{k_2 A \cdot h_2}{t_2} = ... = \frac{k_v A \cdot h}{L} \]

\[ \frac{h}{k_v L} = \frac{h_1}{k_1 t_1} + \frac{h_2}{k_2 t_2} + ... \quad \text{and} \quad h = \sum h_i, \quad L = \sum t_i \]

\boxed{k_v = \frac{\sum t_i}{\sum \frac{t_i}{k_i}}}

Critical Insight: $$\displaystyle k_h $$ is always greater than $$\displaystyle k_v $$ for the same stratified system. The arithmetic mean ($$\displaystyle k_h $$) is weighted by thickness, the harmonic mean ($$\displaystyle k_v $$) is weighted by reciprocal of k.

D. Seepage Analysis & Flow Nets

Flow Net Construction:

  1. Draw flow lines (path of water particles, tangent to q-vector).

  2. Draw equipotential lines (lines of equal total head h, perpendicular to flow lines).

  3. Ensure orthogonality ($$\displaystyle \angle = 90^\circ $$) and curvilinear squares (equal size, aspect ratio ≈ 1).

Characteristics:

  • Orthogonal network.

  • Between two adjacent flow lines, discharge is constant.

  • Between two adjacent equipotential lines, head loss is constant ($$\displaystyle \Delta h = \frac{H}{N_d} $$).

  • Flow through each "square" is: $$\displaystyle q_{square} = k \cdot \frac{\Delta h}{l} \cdot l = k \cdot \Delta h $$.

Applications:

  1. Discharge Calculation:

    \[ Q = k \cdot H \cdot \frac{N_f}{N_d} \quad \text{(per unit width, for 2D flow)} \]

    \boxed{Q = k H \frac{N_f}{N_d}}

  2. Seepage Force & Piping:

    • Seepage force per unit volume: $$\displaystyle j = i \cdot \gamma_w $$ (direction of flow).

    • Exit Gradient: $$\displaystyle i_{exit} = \frac{\Delta h_{last}}{l_{last}} $$.

    • Piping occurs if $$\displaystyle i_{exit} \geq i_c $$ (critical gradient).

E. Seepage Forces & Quick Sand Condition

Seepage Pressure (uᵢ):

Force exerted by water on soil skeleton due to flow.

\[ j = i \cdot \gamma_w \quad \text{(kN/m³)} \]

\[ u_s = j \cdot V = i \cdot \gamma_w \cdot V \quad \text{(kN)} \]

Critical Hydraulic Gradient (i꜀):

Condition when effective stress becomes zero at a point (boiling/quicksand).

\[ \sigma' = \sigma - u = \sigma - (i \cdot \gamma_w \cdot z) \]

At boiling: $$\displaystyle \sigma' = 0 \Rightarrow u = \sigma $$.

For submerged soil: $$\displaystyle \sigma = \gamma' \cdot z $$.

\[ i_c \cdot \gamma_w \cdot z = \gamma' \cdot z \Rightarrow i_c = \frac{\gamma'}{\gamma_w} = \frac{G_s - 1}{1 + e} \]

\boxed{i_c = \frac{G_s - 1}{1 + e}}

Quick Sand Condition:

  • Occurs when upward seepage gradient $$\displaystyle i \geq i_c $$.

  • Effective stress becomes zero → soil loses shear strength → behaves like a viscous liquid.

  • Factor of Safety (FOS) against boiling:

    \[ FOS = \frac{i_c}{i_{applied}} \]

Exam Tip: For quick sand, always consider upward flow. $$\displaystyle i_c $$ depends only on $$\displaystyle G_s $$ and $e$. For clean sand with $$\displaystyle G_s=2.7 $$, $$\displaystyle e=0.7 $$, $$\displaystyle i_c \approx 1 $$.


V. Effective Stress

Terzaghi's Principle:

\boxed{\sigma' = \sigma - u}

  • $\sigma$: Total stress (from overburden/external loads).

  • $u$: Pore water pressure (neutral stress, does not shear strength).

  • $\sigma'$: Effective stress (governs shear strength, compressibility, volume change).

Calculation of Stresses:

1. Below Water Table (Saturated Soil, $$\displaystyle S_r = 100\% $$):

  • Total stress: $$\displaystyle \sigma = \gamma_{sat} \cdot z $$

  • Pore pressure: $$\displaystyle u = \gamma_w \cdot (z - z_{WT}) $$ (if WT at surface, $$\displaystyle u = \gamma_w \cdot z $$)

  • Effective stress: $$\displaystyle \sigma' = (\gamma_{sat} - \gamma_w) \cdot z = \gamma' \cdot z $$

2. Above Water Table (Unsaturated Soil, $$\displaystyle S_r < 100\% $$):

  • Total stress: $$\displaystyle \sigma = \gamma \cdot z $$ (moist unit weight)

  • Pore pressure: Negative (suction). $$\displaystyle u = -\chi \cdot \gamma_w \cdot (z_{WT} - z) $$, where $$\displaystyle \chi \approx S_r $$ for low clays.

    • Simplified (for exams): Often take $$\displaystyle u = 0 $$ above WT unless specified.
  • Effective stress: $$\displaystyle \sigma' = \gamma \cdot z + |u| $$ (since u is negative).

3. With Water Table at Depth:

  • For a layer from $$\displaystyle z_1 $$ to $$\displaystyle z_2 $$:

    • If entirely above WT: $$\displaystyle \sigma' = \gamma \cdot (z_2 - z_1) $$

    • If entirely below WT: $$\displaystyle \sigma' = \gamma' \cdot (z_2 - z_1) $$

    • If straddles WT: Calculate in segments.

Stress Distribution Plotting:

  1. Calculate total stress (σ) at key depths (layer boundaries).

  2. Calculate pore pressure (u) at same depths.

  3. Effective stress (σ') = σ - u.

  4. Plot σ, u, σ' vs. depth. u line is linear with slope γ_w below WT. σ' line has slope γ above WT and γ' below WT.

Significance:

  • Shear Strength: $$\displaystyle \tau = c' + \sigma' \tan \phi' $$ (effective stress parameters).

  • Compression: Settlement depends on increase in $\sigma'$.

  • Volume Change: Swelling/shrinkage governed by changes in $\sigma'$.

Common Pitfall: Forgetting to use saturated unit weight for total stress calculation below WT. Always check the saturation condition of each layer.

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