UNIT 3: DYNAMICS OF MACHINE
I. FLYWHEELS AND ENERGY FLUCTUATION
Function & Role
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Flywheel: Stores kinetic energy during power stroke and releases during other strokes to smooth out speed fluctuation. It does not control mean speed.
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Governor: Controls mean speed by regulating energy supply. It is a feedback control device.
[!TIP] Key Difference: Flywheel deals with energy fluctuation (cyclic), governor with speed regulation (steady-state).
Fluctuation Concepts
| Term | Definition | Formula |
|---|---|---|
| Fluctuation of Energy ($\Delta E$) | Maximum variation of kinetic energy in the flywheel during a cycle. | $$\displaystyle \Delta E = E_{max} - E_{min} $$ |
| Fluctuation of Speed ($\Delta N$) | Difference between maximum and minimum speeds. | $$\displaystyle \Delta N = N_{max} - N_{min} $$ |
| Coeff. of Fluctuation of Energy ($$\displaystyle K_E $$) | Ratio of $\Delta E$ to work done per cycle. | $$\displaystyle K_E = \frac{\Delta E}{W_{cycle}} $$ |
| Coeff. of Fluctuation of Speed ($$\displaystyle K_N $$) | Ratio of $\Delta N$ to mean speed $$\displaystyle N_{mean} $$. | $$\displaystyle K_N = \frac{\Delta N}{N_{mean}} $$ |
Turning Moment Diagram (Multi-Cylinder Engine)
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Plots crank angle ($\theta$) vs. torque ($T$).
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Mean torque line: Horizontal line at average torque $$\displaystyle T_{mean} $$.
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Areas above line: Excess energy (flywheel absorbs).
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Areas below line: Energy deficit (flywheel releases).
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Scale conversion:
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Vertical scale: $$\displaystyle 1 \text{ mm} = S_T \text{ N-m} $$
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Horizontal scale: $$\displaystyle 1 \text{ mm} = S_\theta \text{ degrees} $$
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Area $$\displaystyle A \text{ mm}^2 $$ corresponds to energy: $$\displaystyle \Delta E = A \times S_T \times \frac{\pi}{180} \times S_\theta $$ (convert $\theta$ to radians).
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[!TIP] For four-stroke engine, one cycle = 720° ($4\pi$ rad). Diagram repeats every 720°.
Flywheel Design & Calculations
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Energy stored in flywheel: $$\displaystyle E = \frac{1}{2} I \omega^2 = \frac{1}{2} m k^2 \omega^2 $$
- $I$: Moment of inertia, $m$: mass, $k$: radius of gyration, $\omega$: angular speed.
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Maximum/Minimum Speeds given $\Delta E$ and $$\displaystyle N_{mean} $$:
$$N_{max}, N_{min} = N_{mean} \left(1 \pm \frac{K_N}{2}\right) \quad \text{or} \quad \Delta E = I \omega_{mean}^2 \cdot \frac{\Delta \omega}{\omega_{mean}}$$
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Minimum radius of gyration from speed limits ($\Delta N$ given):
\boxed{k = \sqrt{\frac{\Delta E}{\frac{1}{2} m (\omega_{max}^2 - \omega_{min}^2)}}}
where $$\displaystyle \omega = \frac{2\pi N}{60} $$.
II. GOVERNORS
Function & Classification
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Function: Maintain constant mean speed by controlling fuel/steam supply despite load changes.
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Classification:
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Centrifugal: Masses move outward with speed (Watt, Porter, Proell).
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Inertia: Masses oscillate due to inertia forces (e.g., pendulum).
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Simple: Single rotating mass (Watt).
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Compound: Two rotating masses (Porter, Proell).
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Watt Governor
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Construction: Two balls on arms, hinged to spindle; sleeve moves vertically.
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Derivation of Height ($h$):
Forces on ball: $mg$ down, centrifugal $$\displaystyle mr\omega^2 $$ out.
$$\tan \phi = \frac{r\omega^2}{g} \approx \phi \text{ (small angle)}$$
Geometry: $$\displaystyle \sin \phi \approx \frac{r}{h} \Rightarrow h \propto \frac{1}{\omega^2} \propto \frac{1}{N^2} $$
\boxed{h = \frac{g}{4\pi^2 N^2}} \quad (N \text{ in rps})
[!TIP] Proof: $$\displaystyle h \propto 1/N^2 $$ shows inverse square relationship.
Porter Governor
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Construction: Upper arms ($$\displaystyle l_1 $$) and lower arms ($$\displaystyle l_2 $$), central load $W$ on sleeve.
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Speed Range with Friction:
Friction $$\displaystyle F_f $$ acts on sleeve. Effective load = $$\displaystyle W \pm F_f $$.
For limiting inclinations $$\displaystyle \phi_1, \phi_2 $$:
$$N_{1,2} = \frac{1}{2\pi} \sqrt{\frac{g(W \pm F_f) \cdot (l_1 + l_2)}{(W \pm F_f) l_1 l_2 \cdot \cos^2 \phi_{1,2} \cdot \sin \phi_{1,2}}}$$
[!TIP] Friction increases speed range (sensitivity reduces).
Proell Governor
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Construction: Lower arms have extensions; pivots offset from axis.
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Minimum Speed (extensions parallel to axis at min radius $$\displaystyle r_1 $$):
\boxed{N_{min} = \frac{1}{2\pi} \sqrt{\frac{g \cdot (m + M)}{m r_1 \cos \phi \cdot (l_1 + l_2 \cos \phi)}}}
where $\phi$ = angle of upper arm to vertical, $m$ = ball mass, $M$ = sleeve mass.
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Equilibrium Speed for any radius $r$:
$$N = \frac{1}{2\pi} \sqrt{\frac{g (m + M)}{m r \cos \phi \cdot (l_1 + l_2 \cos \phi)}}$$
$\phi$ varies with $r$.
Governor Characteristics
| Term | Definition | Desirable Value |
|---|---|---|
| Sensitiveness | $$\displaystyle \frac{\Delta N}{N_{mean}} $$ for given $\Delta F$ (load change). | High (but not too high). |
| Isochronism | $$\displaystyle \Delta N = 0 $$ for all $F$ (constant speed). | Theoretical only (requires $$\displaystyle h \propto 1/N^2 $$ exactly). |
| Hunting | Oscillations about mean speed due to over-sensitivity. | Undesirable. |
| Stability | Returns to mean speed after disturbance without oscillation. | Essential. |
| Coeff. of Insensitiveness | $$\displaystyle C_i = \frac{\text{range of speed}}{\text{mean speed}} $$ | Low for sensitive governor. |
Analysis & Stability
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Controlling Force vs. Radius Diagram:
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Stable: $$\displaystyle F_c $$ increases with $r$ (positive slope).
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Unstable: $$\displaystyle F_c $$ decreases with $r$ (negative slope).
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Isochronous: $$\displaystyle F_c $$ constant with $r$ (horizontal line).
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Condition for Stability: $$\displaystyle \frac{dF_c}{dr} > 0 $$.
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Proell vs. Porter Sensitiveness:
Proell has higher sensitivity because for same $r$, $\phi$ is smaller → larger change in $r$ for $\Delta N$.
III. BALANCING OF ROTATING AND RECIPROCATING MASSES
Fundamentals
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Dynamically Equivalent System: Replaces actual mass distribution with point masses at specific locations to produce same inertia forces/moments.
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Primary vs. Secondary:
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Primary: Due to simple harmonic component of reciprocating inertia force ($$\displaystyle mr\omega^2 \cos \theta $$).
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Secondary: Due to quadratic component ($$\displaystyle mr\omega^2 \frac{r}{l} \cos 2\theta $$), where $l$ = connecting rod length.
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Reciprocating Engines: Inertia Forces
- Inertia Force ($$\displaystyle F_I $$):
$$F_I = m \cdot a = m r \omega^2 \left( \cos \theta + \frac{r}{l} \cos 2\theta \right)$$
(neglecting piston rod area; $\theta$ = crank angle from IDC).
- Piston Effort ($$\displaystyle F_P $$): Net force on piston.
$$F_P = P \cdot A - F_I - F_f$$
where $P$ = gas pressure, $A$ = piston area, $$\displaystyle F_f $$ = friction.
- Thrust on Cylinder Walls ($$\displaystyle F_T $$):
$$F_T = \frac{F_P}{\tan \phi} \approx F_P \cdot \frac{r \sin \theta}{l \cos \theta}$$
$\phi$ = angle of connecting rod with piston axis.
- Thrust in Connecting Rod ($$\displaystyle F_R $$):
$$F_R = \frac{F_P}{\cos \phi}$$
- Crank Effort ($$\displaystyle F_T $$ on crank pin):
$$F_T = F_R \sin(\theta + \phi) = F_P \tan(\theta + \phi)$$
(or from torque: $$\displaystyle T = F_T \cdot r $$).
Partial Balancing
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Why only part? Balancing all reciprocating mass (primary) would cause unbalanced vertical force at high speed (hammer blow in locomotives). Hence, only a fraction ($1 - c$) is balanced by revolving mass.
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In-line Engines: Can achieve complete primary balance if cylinders are phased appropriately (e.g., 4-stroke inline-4: 180° crank interval). Secondary balance is incomplete unless special arrangements (e.g., balance shafts).
Multi-Cylinder Engines
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Radial Engine (e.g., 3-cylinder at 120°):
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Primary forces cancel if $$\displaystyle m_r $$ equal and crank angles $0°, 120°, 240°$.
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Secondary forces also cancel for symmetric radial engines.
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Locomotive Dynamics (Uncoupled Two-Cylinder)
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Assumptions: Crank angle $\theta$, cylinders at $0°$ and $$\displaystyle \theta_0 $$ (usually $90°$ for 4-stroke).
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Primary Unbalanced Force ($$\displaystyle F_P $$):
$$F_P = m_r r \omega^2 \left[ \cos \theta + \cos(\theta + \theta_0) \right]$$
- Secondary Unbalanced Force ($$\displaystyle F_S $$):
$$F_S = m_r r \omega^2 \frac{r}{l} \left[ \cos 2\theta + \cos 2(\theta + \theta_0) \right]$$
- Swaying Couple ($$\displaystyle M_S $$): Unbalanced couple about vertical axis.
$$M_S = m_r r \omega^2 \frac{r}{l} \cdot d \cdot \sin 2\theta \quad (d = \text{distance between cylinder centerlines})$$
- Hammer Blow ($$\displaystyle F_V $$): Unbalanced vertical force on wheel.
$$F_V = \text{Primary vertical component} + \text{Secondary vertical component}$$
For two-cylinder $90°$:
$$F_V = \sqrt{2} m_r r \omega^2 \left( \cos \theta + \frac{r}{l} \cos 2\theta \right)$$
- Variation in Tractive Effort ($$\displaystyle F_T $$):
$$F_T = \frac{2\pi T}{d_w} \pm \text{unbalanced horizontal force}$$
where $$\displaystyle d_w $$ = wheel diameter.
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Balancing Fraction ($c$): Fraction of $$\displaystyle m_r $$ balanced by revolving mass.
Limit hammer blow: $$\displaystyle F_{V,max} \leq F_{allow} $$ → solve for $c$.
Balancing Mass Calculation
- Magnitude ($$\displaystyle m_b $$) for partial balance:
$$m_b r_b = (1 - c) m_r r$$
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Positioning: Opposite to crank at radius $$\displaystyle r_b $$.
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Resultant Residual Unbalance Force:
$$\vec{F}_{res} = \vec{F}_{unbalanced} + \vec{F}_{secondary} + \text{any remaining primary}$$
IV. FRICTION CLUTCHES AND BRAKES
Friction Clutches
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Single Dry Plate Clutch:
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Assumptions:
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Uniform Pressure: $$\displaystyle p = \frac{F}{\pi (r_o^2 - r_i^2)} $$ → $$\displaystyle T = \mu F \cdot \frac{2}{3} \frac{r_o^3 - r_i^3}{r_o^2 - r_i^2} $$
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Uniform Wear: $$\displaystyle p r = \text{const} $$ → $$\displaystyle T = \mu F \cdot \frac{r_o + r_i}{2} $$
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Mean Radius ($$\displaystyle R_m $$):
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Uniform pressure: $$\displaystyle R_m = \frac{2}{3} \frac{r_o^3 - r_i^3}{r_o^2 - r_i^2} $$
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Uniform wear: $$\displaystyle R_m = \frac{r_o + r_i}{2} $$
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Face width ($b$): Given $$\displaystyle R_m / b = 4 $$ (typical), and $$\displaystyle T = \mu F R_m $$.
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[!TIP] Uniform wear is more realistic for clutches; uniform pressure for brakes.
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Conical Clutch:
- Torque: $$\displaystyle T = \mu F \cdot \frac{r_o + r_i}{2 \sin \alpha} \cdot \frac{1}{\sqrt{1 + \left( \frac{r_o - r_i}{2h} \right)^2}} \approx \frac{\mu F (r_o + r_i)}{2 \sin \alpha} $$
where $\alpha$ = cone angle, $h$ = axial width.
Friction Brakes
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Internal Expanding Brake (Double Shoe):
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Braking torque: $$\displaystyle T = 2 \mu F_s R \cdot \frac{\sin \theta}{\cos \phi} $$ (simplified), where $\theta$ = wrap angle per shoe, $\phi$ = angle of force.
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Spring force ($$\displaystyle F_s $$) for given $T$: $$\displaystyle F_s = \frac{T}{2 \mu R \sin \theta} $$ (approx).
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Shoe width ($b$): From pressure limit $$\displaystyle p_{max} $$:
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$$p = \frac{F_s}{b \cdot R \cdot \theta} \leq p_{max} \Rightarrow b \geq \frac{F_s}{R \theta p_{max}}$$
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Simple Band Brake:
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Braking torque: $$\displaystyle T = (T_1 - T_2) R = T_1 R \left(1 - \frac{1}{e^{\mu \theta}}\right) $$
where $$\displaystyle T_1 $$ = tight side tension, $\theta$ = embrace angle (radians).
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Lever force ($P$): From moment about fulcrum.
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$$P \cdot l = T_1 \cdot a - T_2 \cdot b \quad \text{(geometry dependent)}$$
Friction Circle
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Definition: Circle of radius $$\displaystyle r_f = \mu R $$ representing maximum frictional moment for a journal bearing.
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Radius:
\boxed{r_f = R \cdot \tan \phi \approx R \cdot \mu}
where $R$ = journal radius, $\phi$ = friction angle ($$\displaystyle \tan \phi = \mu $$).
V. BEARINGS (FRICTION AND POWER LOSS)
Cone Pivot Bearings
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Construction: Conical surface, shaft rotates, load axial.
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Power Lost in Friction:
- Uniform Pressure:
$$P = \frac{2}{3} \mu W \omega \frac{r_o^3 - r_i^3}{r_o^2 - r_i^2}$$
- Uniform Wear:
$$P = \frac{1}{2} \mu W \omega \frac{r_o^2 - r_i^2}{r_o - r_i} = \frac{1}{2} \mu W \omega (r_o + r_i)$$
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Design (given $W$, $$\displaystyle p_{max} $$, $$\displaystyle \frac{r_o}{r_i} = k $$):
From $$\displaystyle W = p \cdot \pi (r_o^2 - r_i^2) \cdot \frac{1}{\sin \alpha} $$ (uniform pressure) → solve for $$\displaystyle r_i, r_o $$.
Collar Bearings
- Power Absorption (uniform pressure):
$$P = \mu W \omega \frac{r_o^2 + r_i^2}{2(r_o - r_i)}$$
- Number of Collars ($n$): Total projected area $$\displaystyle n \cdot \pi (r_o^2 - r_i^2) \geq \frac{W}{p_{max}} $$.
VI. DYNAMOMETERS
Classification
| Type | Principle | Examples | Power Measurement |
|---|---|---|---|
| Absorption | Absorbs and dissipates power as heat. | Prony, rope, disc. | Measures output (brake power). |
| Transmission | Measures power in transmission without absorption. | Epicyclic, torsion. | Measures input (indicated power). |
Torsion Dynamometers
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Construction: Shaft with torque meter (e.g., spring-loaded lever, dead weights).
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Working: Torque $T$ causes angular twist $\theta$; measured by dial/scale.
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Power Calculation:
\boxed{P = T \cdot \omega = \frac{2\pi N T}{60}}
where $T$ = torque (N-m), $N$ = rpm.
Comparison
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Absorption: Simple, but wastes energy; used for engine testing.
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Transmission: In-line, no energy loss; used for in-situ measurement.
VII. KINEMATICS OF MECHANISMS
Four-Bar Mechanism
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Instantaneous Center (IC) Method:
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Find ICs ($$\displaystyle I_{12}, I_{23}, I_{34}, I_{14} $$).
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Velocity ratio: $$\displaystyle \frac{\omega_2}{\omega_4} = \frac{I_{14}I_{41}}{I_{12}I_{21}} $$ (sign by direction).
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Acceleration: Use relative acceleration equation:
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$$\vec{a}_B = \vec{a}_A + \vec{a}_{B/A}^t + \vec{a}_{B/A}^n$$
- Angular Acceleration ($\alpha$):
$$\alpha_4 = \frac{a_t}{I_{14}I_{41}} \quad \text{(tangential component)}$$
- Midpoint of Coupler: Velocity = $$\displaystyle \omega_4 \times \text{distance from } I_{14} $$.
Cams and Followers
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Eccentric Cam (offset $e$):
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Lift $$\displaystyle L = e(1 - \cos \theta) $$ for radial follower.
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Acceleration: $$\displaystyle a = e \omega^2 \cos \theta $$.
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Follower Dynamics:
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Spring force $$\displaystyle F_s = k \cdot \text{deflection} $$.
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Lift-off speed: When $$\displaystyle F_s = 0 $$ (follower loses contact). Condition:
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$$m a \geq F_{spring} + \text{inertia effects}$$
Solve for $\omega$.
VIII. SPECIAL APPLICATIONS AND TERMINOLOGY
Engine Balancing Terminology
| Term | Definition |
|---|---|
| Primary Balancing | Balancing first-order inertia forces ($$\displaystyle mr\omega^2 \cos \theta $$). Achievable for multi-cylinder engines. |
| Secondary Balancing | Balancing second-order forces ($$\displaystyle mr\omega^2 \frac{r}{l} \cos 2\theta $$). Requires balance shafts or complex arrangements. |
| Hammer Blow | Vertical force on wheels due to unbalanced primary/secondary forces. Causes rail wear. |
| Swaying Couple | Unbalanced couple about vertical axis, causing locomotive rocking. |
| Variation in Tractive Effort | Cyclic fluctuation in wheel-rail force due to unbalanced horizontal inertia forces. |
Governor Terminology (Detailed)
| Term | Diagram Condition | Formula/Note |
|---|---|---|
| Sensitiveness | $$\displaystyle \frac{N_1 - N_2}{N_{mean}} $$ | Higher sensitiveness → larger speed variation for load change. |
| Isochronism | $$\displaystyle F_c $$ vs $r$: horizontal line | Requires $$\displaystyle h \propto 1/N^2 $$ exactly (theoretical). |
| Hunting | Oscillations about $$\displaystyle N_{mean} $$ | Caused by excessive sensitiveness + time lag. |
| Stability | $$\displaystyle F_c $$ vs $r$: positive slope | $$\displaystyle \frac{dF_c}{dr} > 0 $$. Governor returns to equilibrium without overshoot. |
Comparative Studies
| Comparison | Key Points |
|---|---|
| Porter vs. Proell | Proell: Lower arms have extensions; higher sensitivity; minimum speed formula includes $\cos \phi$ term. |
| Flywheel vs. Governor | Flywheel: Energy storage, smoothes cyclic fluctuation. Governor: Regulates mean speed, responds to load changes. |
| In-line Engines | Can achieve complete primary balance with proper crank phasing (e.g., 180° for 4-cyl). Secondary balance incomplete → need balance shafts. |
> [!IMPORTANT] EXAM STRATEGY
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Flywheel: Always convert area to energy using scales; use $$\displaystyle \Delta E = I \omega_{mean} \Delta \omega $$.
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Governors: Draw force diagram; include friction as $$\displaystyle \pm F_f $$ on sleeve.
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Balancing: For locomotives, remember $$\displaystyle F_{hammer} \propto \omega^2 $$; balance fraction $c$ reduces unbalanced mass.
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Friction Devices: Identify assumption (uniform pressure/wear) before applying torque formula.
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Four-Bar: IC method is fastest for velocity; acceleration needs relative motion equations.
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Cam: Lift-off when spring force = 0 → $$\displaystyle m a = -k \cdot \text{deflection} $$ at that point.