UNIT 5: FOUNDATION ENGINEERING
I. SUBSURFACE INVESTIGATION AND SOIL SAMPLING
Methods of Boring/Hole Advancement
| Method | Principle | Key Equipment | Advantages | Limitations |
|---|---|---|---|---|
| Rotary Drilling | Rotating bit with circulating fluid (mud/water) to cut and bring cuttings to surface. | Drill rig, rotary bits, mud pumps, casing. | Fast in hard soils/rock; good for deep holes; continuous sampling possible. | Requires fluid management; disturbed samples in soft soils; expensive. |
| Percussion Drilling (Shell & Auger) | Repeated lifting and dropping of heavy chisel (shell) or continuous rotation of auger. | Tripod, shell/auger, rope, cathead. | Simple, cheap; effective in cohesive soils & cobbles. | Slow in hard strata; hole may collapse; discontinuous sampling. |
| Wash Boring | Jet of water/fluid erodes soil; cuttings rise with fluid. | Jet pipe, water pump, sludger. | Fast in cohesionless soils; economical. | Severe sample disturbance; not suitable for sensitive soils. |
| Auger Boring | Hand/manual or mechanical auger rotates to cut and bring soil up. | Hand auger, mechanical auger. | Very economical for shallow depths (<5-6m); quick. | Limited depth; hole instability; disturbed samples. |
[!TIP] Exam Focus: Compare rotary vs. percussion methods. Rotary is preferred for deep, hard strata; percussion for shallow, cohesive soils with cobbles.
In-Situ Testing
Standard Penetration Test (SPT)
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Purpose: Measures relative density/consistency of cohesionless soils and undrained shear strength of cohesive soils.
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Equipment: Split spoon sampler, drop hammer (60 kg, 750 mm fall), drilling rig, tripod.
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Procedure:
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Drill hole to test depth, clean bottom.
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Drive sampler 450 mm (15") in three 150 mm (6") blows.
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Record blows for last 300 mm (12") as N-value (blows/30 cm).
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Corrections to N-value:
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Overburden Pressure Correction (for cohesionless soils): $$\displaystyle N_{corr} = N \times \left( \frac{\bar{\sigma}_v'}{P_a} \right)^{0.5} $$ (for $$\displaystyle \bar{\sigma}_v' $$ in kPa, $$\displaystyle P_a $$ = 100 kPa). Normalizes N to standard effective overburden pressure.
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Dilatancy Correction (for dense sands/overconsolidated clays): $$\displaystyle N_{corr} = N - f(N) $$ (using correction charts/graphs, e.g., Skempton's).
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Energy Correction: $$\displaystyle N_{60} = N_{field} \times \frac{ER_{field}}{60\%} $$ (converts to standard 60% energy ratio).
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Rod Length Correction: For rod length < 6m, energy transfer is less; correction factor applied.
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Significance: Quick, economical index property. Correlates with relative density, bearing capacity, settlement. Used for liquefaction assessment.
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Limitations: Sample disturbance, operator dependency, not suitable for very soft clays/gravels.
Cone Penetration Test (CPT/SCPT)
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Equipment: Cone penetrometer (standard cone: 10 cm² area, 60° apex angle) with friction sleeve and pore pressure transducer (SCPT).
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Parameters Measured:
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$$\displaystyle q_c $$: Cone tip resistance (MPa)
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$$\displaystyle f_s $$: Sleeve friction (MPa)
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$u$: Pore water pressure (kPa) in SCPT.
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Advantages over SPT:
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Continuous profile (no interruption for sampling).
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More reliable, reproducible, less operator-dependent.
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Provides detailed stratigraphy, soil type classification (e.g., $$\displaystyle q_c/f_s $$ ratio), and estimates of undrained shear strength ($$\displaystyle c_u = \frac{q_c - \sigma_v}{N_k} $$), relative density.
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Direct measurement of pore pressure (SCPT) for consolidation/drainage characteristics.
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Interpretation: Used for soil profiling, bearing capacity, settlement, liquefaction potential, and pile design.
Soil Sampling
| Type | Disturbance | Use | Sampling Tube Design |
|---|---|---|---|
| Disturbed | High | Classification tests (sieve, hydrometer), moisture content. | Open-tube, auger, shovel. |
| Undisturbed | Low | Strength (UCS, triaxial), consolidation, permeability. | Thin-walled tube (Shelby tube), piston sampler. |
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Sampling Tube Design Parameters:
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Inside Clearance: $$\displaystyle (ID_{tube} - ID_{cutter}) / ID_{cutter} $$. Allows sample expansion. Typical: 0.5-1.5%.
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Outside Clearance: $$\displaystyle (OD_{cutter} - ID_{tube}) / ID_{tube} $$. Allows smooth penetration. Typical: 1-2%.
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Area Ratio: $$\displaystyle A_r = \frac{(OD_{cutter}^2 - ID_{tube}^2)}{ID_{tube}^2} \times 100\% $$. Should be < 10-12% for undisturbed samples.
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Sample Quality Assessment:
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Recovery Ratio (R): $$\displaystyle R = \frac{\text{Length of recovered sample}}{\text{Length of borehole advance}} \times 100\% $$. > 90% is good.
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Visual inspection: Homogeneity, absence of voids, shear planes.
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CNS Layer: Confining Non-Sensitive layer. A layer of soil (often dense sand/soft rock) above the foundation level that provides confinement and reduces settlement. Important in bearing capacity calculations for stratified soils.
Bore-log and Reporting
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Components of Bore-log:
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Project details, borehole ID, coordinates, elevation.
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Drilling method, date, sampler type.
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Stratigraphic log: Depth, description (color, consistency, structure), SPT N-value, sample type & recovery.
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Groundwater level (static, during drilling).
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Laboratory test results (if any).
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IS Code Criteria (IS 1892:1979, IS 4464:1967):
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Depth: Should penetrate to a stratum of adequate bearing capacity (usually 2-3B below expected foundation depth, or to rock).
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Spacing: Grid pattern. For uniform soil: 30-50m; for variable soil: 10-30m; near existing structures: closer.
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Graphical Representation: Standardized symbols for soil types, boundaries, SPT N-values, water table.
Geophysical Methods
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Seismic Refraction: Measures velocity of seismic waves. Used to determine depth to bedrock, soil/rock layers, and approximate elastic moduli.
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Electrical Resistivity: Measures soil resistivity. Used to map soil strata, detect cavities, assess groundwater quality, and identify clay layers.
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Applications: Rapid, economical reconnaissance for large areas; supplement boring program; detect anomalies.
II. SHALLOW FOUNDATIONS
Types and Selection
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Types: Isolated, combined, strap, raft (spread over large area), floating (excavated soil mass = building weight, net load = 0).
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Basic Criteria: Adequate bearing capacity, tolerable settlement, structural integrity.
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Selection Factors: Soil bearing capacity & settlement potential, structural loads & arrangement, site constraints (space, adjacent structures), economics, construction feasibility.
Bearing Capacity
Key Definitions:
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Gross/Total Pressure ($q$): Load / area of footing.
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Net Pressure ($$\displaystyle q_{net} $$): $$\displaystyle q - \gamma D_f $$ ($\gamma$ = soil unit wt., $$\displaystyle D_f $$ = depth).
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Ultimate Bearing Capacity ($$\displaystyle q_u $$): Max pressure before shear failure.
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Net Ultimate Bearing Capacity ($$\displaystyle q_{nu} $$): $$\displaystyle q_u - \gamma D_f $$.
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Net Safe Bearing Capacity ($$\displaystyle q_{ns} $$): $$\displaystyle q_{nu} / FOS $$.
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Allowable Bearing Pressure ($$\displaystyle q_a $$): $$\displaystyle q_{ns} $$ or based on settlement criteria.
Terzaghi’s Bearing Capacity Theory (1943)
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Assumptions: Strip footing, soil is homogeneous, isotropic, weightless ($$\displaystyle \gamma=0 $$) for $$\displaystyle N_c $$, $$\displaystyle N_q $$; $$\displaystyle N_\gamma $$ considers $\gamma$. Foundation is rigid, base rough. Shear failure along logarithmic spiral + radial + straight surfaces.
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Equation (General):
$$q_u = c N_c + q N_q + 0.5 \gamma B N_\gamma$$
* $c$ = cohesion, $$\displaystyle q = \gamma D_f $$ = effective overburden at base, $B$ = width, $\gamma$ = effective unit weight.
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Shape Factors (for non-strip footings):
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Square: $$\displaystyle N_c' = 1.3 N_c $$, $$\displaystyle N_q' = 1.2 N_q $$, $$\displaystyle N_\gamma' = 0.4 N_\gamma $$
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Circular: $$\displaystyle N_c' = 1.3 N_c $$, $$\displaystyle N_q' = 1.2 N_q $$, $$\displaystyle N_\gamma' = 0.3 N_\gamma $$
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Rectangular: $$\displaystyle N_c' = (1 + 0.2 B/L) N_c $$, $$\displaystyle N_q' = (1 + 0.1 B/L) N_q $$, $$\displaystyle N_\gamma' = (1 - 0.3 B/L) N_\gamma $$
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Depth Factor: For $$\displaystyle D_f > B $$, $$\displaystyle N_q $$ increases (usually via $$\displaystyle N_q' = N_q (1 + 0.1 D_f/B) $$).
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Water Table Correction: If water table at depth $$\displaystyle d_w $$ from base:
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For $$\displaystyle d_w > B $$: Use $\gamma'$ (buoyant unit wt.) in $\gamma B$ term.
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For $$\displaystyle d_w < B $$: Use $\gamma'$ for $$\displaystyle (B - d_w) $$ depth, $\gamma$ for $$\displaystyle d_w $$ depth. Effectively, $$\displaystyle q_u $$ term uses $\gamma'$ if $$\displaystyle d_w $$ is shallow.
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IS Method (BIS Code Approach - IS 6403:1981)
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Uses inclination factors ($$\displaystyle i_c $$, $$\displaystyle i_q $$, $$\displaystyle i_\gamma $$) for load inclination, base inclination, and backfill slope.
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General equation: $$\displaystyle q_u = c N_c s_c d_c i_c + q N_q s_q d_q i_q + 0.5 \gamma B N_\gamma s_\gamma d_\gamma i_\gamma $$
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Shape Factors ($s$): Similar to Terzaghi but slightly different values.
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Depth Factors ($d$): $$\displaystyle d_c = 1 + 0.2 \sqrt{N_c} \frac{D_f}{B} $$ (for $$\displaystyle D_f/B \leq 1 $$), $$\displaystyle d_q = d_\gamma = 1 + 0.1 \sqrt{N_q} \frac{D_f}{B} $$.
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Inclination Factors ($i$): For vertical load, $$\displaystyle i_c = i_q = i_\gamma = 1 $$.
Bearing Capacity Factors ($$\displaystyle N_c, N_q, N_\gamma $$):
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Depend only on $\phi$ (effective friction angle for drained conditions, undrained $$\displaystyle \phi_u=0 $$ for clays).
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Pure Clay ($$\displaystyle \phi=0 $$, $$\displaystyle c>0 $$): $$\displaystyle N_c = 5.7 $$, $$\displaystyle N_q = 1 $$, $$\displaystyle N_\gamma = 0 $$.
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Pure Sand ($$\displaystyle c=0 $$, $$\displaystyle \phi>0 $$): $$\displaystyle N_c = 0 $$, $$\displaystyle N_q $$ and $$\displaystyle N_\gamma $$ from tables/charts.
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c-$\phi$ soil: Use general equation with appropriate $N$ values.
Water Table Effect: Use effective unit weight ($\gamma'$) in the $$\displaystyle \gamma B N_\gamma $$ term and for $$\displaystyle q = \gamma' D_f $$ if water table is above foundation base.
Modes of Shear Failure
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General Shear Failure: In dense sands/overconsolidated clays. Failure surfaces extend to surface. Sudden, large settlements, distinct failure wedge. Terzaghi’s theory applies.
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Local Shear Failure: In medium-dense soils. Failure surfaces do not reach surface. Moderate settlements, gradual development. Bearing capacity factors are lower than general shear.
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Punching Shear Failure: In very soft clays/sloose sands. Failure is like a "punch" through soil. Very small settlements, no distinct failure surface. Bearing capacity is governed by depth and base size; $$\displaystyle \gamma B N_\gamma $$ term negligible.
- Governing Factors: Soil density/strength ($\phi$, $c$), foundation depth-to-width ratio ($$\displaystyle D_f/B $$), relative stiffness of foundation vs. soil.
Settlement Analysis
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Components:
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Immediate (Elastic) Settlement ($$\displaystyle S_i $$): Due to elastic distortion at constant volume (undrained for clays, drained for sands). Occurs during/soon after loading.
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Primary Consolidation Settlement ($$\displaystyle S_c $$): Due to expulsion of pore water from saturated cohesive soils under increased effective stress. Time-dependent (months/years).
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Secondary Consolidation Settlement ($$\displaystyle S_s $$): Due to plastic rearrangement of soil skeleton after primary consolidation. Very slow.
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Immediate Settlement Calculation (Elastic Theory):
$$S_i = q B \frac{(1 - \nu^2)}{E_s} I_z$$
* $q$ = net pressure, $B$ = width, $\nu$ = Poisson’s ratio, $$\displaystyle E_s $$ = **secant modulus** at stress level $q$.
* $$\displaystyle I_z $$ = **influence factor** (from charts/tables, depends on $L/B$, $$\displaystyle D_f/B $$). For flexible footing on clay ($$\displaystyle \nu=0.5 $$), $$\displaystyle I_z \approx 1.0 $$ (for $L/B \geq 2$).
* For **cohesive soils** ($$\displaystyle \phi=0 $$), $$\displaystyle S_i = q B (1 - \nu^2) / E_s $$ (since $$\displaystyle I_z = 1 $$ for $L/B \geq 2$).
- Factors Influencing $$\displaystyle S_i $$: $q$, $B$, $$\displaystyle E_s $$ (stress-dependent), $\nu$, $L/B$, $$\displaystyle D_f $$.
Plate Load Test
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Setup: Rigid plate (usually 300-750 mm square) at foundation depth, loaded incrementally. Settlements measured.
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Interpretation:
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Ultimate Bearing Capacity ($$\displaystyle q_u $$): From load-settlement curve (e.g., where settlement = 20% plate thickness, or tangent intersection).
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Settlement Prediction: For cohesive soils, settlement of full-size footing ($$\displaystyle S_f $$) from plate settlement ($$\displaystyle S_p $$) at same $q$:
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$$S_f = S_p \left( \frac{B_f}{B_p} \right) \left( \frac{2 B_p}{B_f + B_p} \right)^2$$
(for flexible footing, $$\displaystyle B_f > B_p $$).
* For **cohesionless soils**, settlement is proportional to $B$ (not $$\displaystyle B^2 $$).
- Limitations: Small plate size may not represent full-scale behavior (scale effect). Test depth limited. Expensive and time-consuming. Not suitable for very stiff soils or rocks.
III. DEEP FOUNDATIONS (PILES)
Classification and Types
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By Material: Concrete (precast, cast-in-situ), Steel (H-piles, pipes), Timber.
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By Function:
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End-Bearing Pile: Rest on hard stratum; capacity from tip.
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Friction Pile: Capacity mainly from skin friction along shaft.
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Combined Pile: Both end-bearing and friction.
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By Installation:
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Driven Piles: Precast, driven by hammer (displacement, noise, soil heave).
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Bored Piles: Cast-in-situ, minimal disturbance (non-displacement).
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Screw Piles: Helical plates, used for light loads.
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Under-reamed Piles:
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Components: Shaft, under-reams (bulbs, 2-3m dia) at intervals (2-3m) in expansive/weak soils.
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Suitability: Expansive soils (black cotton soil), loose sands, collapsible soils. Provide uplift resistance & bearing capacity by creating anchorage against swelling/shrinkage.
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Pile Load Capacity
Ultimate Static Capacity: $$\displaystyle Q_u = Q_b + Q_s $$
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End Bearing ($$\displaystyle Q_b $$): $$\displaystyle Q_b = A_b \cdot q_b $$
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$$\displaystyle A_b $$ = base area (for bored piles, may be reduced due to necking).
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$$\displaystyle q_b $$ = bearing pressure at base. For clay: $$\displaystyle q_b = N_c c_u $$ (usually $$\displaystyle N_c=9 $$). For sand: $$\displaystyle q_b = q \cdot N_q $$ (effective stress).
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Skin Friction ($$\displaystyle Q_s $$): $$\displaystyle Q_s = \sum (f_s \cdot A_s) $$
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α-method (Clay): $$\displaystyle f_s = \alpha \cdot c_u $$ (α = adhesion factor, 0.5-1.0, decreases with depth/softness).
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β-method (Sand): $$\displaystyle f_s = \beta \cdot \sigma_v' $$ (β = friction factor, $\tan \delta$, $\delta$ = interface friction angle, ~0.5-0.7 $\phi$).
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Dynamic Methods (Drop Hammer Formula - Engineering News Formula)
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Formula: $$\displaystyle Q_{ dyn} = \frac{W h}{s + 0.5} \cdot \frac{W + n w}{W + w} $$
- $W$ = hammer weight, $h$ = fall height, $s$ = final settlement per blow, $w$ = pile weight, $n$ = coefficient of restitution (0.25-0.4 for wood, 0.5-0.7 for steel/concrete).
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Allowable Load: $$\displaystyle Q_a = \frac{Q_{ dyn}}{FOS} $$ (FOS typically 3-6).
Pile Groups
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Group Efficiency ($\eta$): $$\displaystyle \eta = \frac{Q_{ug}}{n Q_u} $$ (n = number of piles). $$\displaystyle \eta < 1 $$ due to overlap of stress zones.
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Block Failure Concept: For closely spaced piles ($$\displaystyle s < 6d $$), group fails as a single block with dimensions $(n \times s) \times (m \times s)$. Capacity = $$\displaystyle A_{block} \cdot q_u + \text{shaft friction on block perimeter} $$.
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Spacing Criteria: Minimum center-to-center spacing = 2.5-3 times pile diameter for bored piles, 3-4 times for driven piles (to avoid stress overlap & damage).
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Group Capacity Calculation:
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If $$\displaystyle s > 6d $$: $$\displaystyle Q_{ug} = n Q_u $$ (no group effect).
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If $$\displaystyle s < 6d $$: Use group efficiency or block failure (whichever gives lower value).
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Negative Skin Friction (NSF)
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Cause: Downward movement of soil relative to pile (e.g., due to new fill, consolidation, lowering water table).
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Effect: Increases load on pile (down-drag force), reduces net capacity.
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Calculation for Single Pile:
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NSF Force ($$\displaystyle F_{nsf} $$): $$\displaystyle F_{nsf} = \sum (f_{nsf} \cdot A_s) $$ over critical depth.
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$$\displaystyle f_{nsf} = K \cdot \sigma_v' \cdot \tan \delta $$ (for sand) or $$\displaystyle f_{nsf} = \gamma \cdot z \cdot \tan \phi $$ (for fill overlying clay).
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Net Ultimate Capacity: $$\displaystyle Q_{u,net} = Q_u - F_{nsf} $$.
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NSF in Groups: More severe due to group effect; critical depth may be larger.
Special Piles
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Well Foundations (Caissons):
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Components: Well curb (bottom cutting edge), well steining (masonry/concrete rings), well cap (top), sand filling inside, pneumatic/air lock (for deep wells).
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Uses: Bridge piers, abutments in sandy/cohesive soils, deep water foundations.
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Under-reamed Pile Capacity:
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Compressive: $$\displaystyle Q_u = Q_b (\text{shaft tip}) + Q_s (\text{shaft}) + Q_{ur} (\text{under-ream bulbs}) $$.
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Tensile: $$\displaystyle Q_t = Q_{ur} (\text{bulbs in tension}) + Q_s (\text{uplift on shaft above bulbs}) $$. Adhesion factor for uplift is lower.
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IV. EARTH PRESSURE AND RETAINING STRUCTURES
Types of Lateral Earth Pressure
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Active ($$\displaystyle \sigma_a $$): Wall moves away from soil. Minimum pressure. $$\displaystyle \sigma_a = K_a \sigma_v - 2c \sqrt{K_a} $$ (for cohesive soil).
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Passive ($$\displaystyle \sigma_p $$): Wall moves into soil. Maximum pressure. $$\displaystyle \sigma_p = K_p \sigma_v + 2c \sqrt{K_p} $$.
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Earth Pressure at Rest ($$\displaystyle \sigma_0 $$): Wall rigid, no movement. $$\displaystyle \sigma_0 = K_0 \sigma_v $$.
- Jaky’s Formula (for sand): $$\displaystyle K_0 = 1 - \sin \phi' $$.
Earth Pressure Theories
Rankine’s Theory (1875)
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Assumptions: Wall frictionless ($$\displaystyle \delta=0 $$), soil cohesionless or homogeneous cohesive, vertical wall, horizontal backfill, failure plane through toe.
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Active (Cohesionless): $$\displaystyle K_a = \tan^2(45^\circ - \phi'/2) = \frac{1 - \sin \phi'}{1 + \sin \phi'} $$.
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Passive (Cohesionless): $$\displaystyle K_p = \tan^2(45^\circ + \phi'/2) = \frac{1 + \sin \phi'}{1 - \sin \phi'} $$.
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For Cohesive Soil: $$\displaystyle \sigma_a = \gamma z K_a - 2c \sqrt{K_a} $$ (tension zone at top). $$\displaystyle \sigma_p = \gamma z K_p + 2c \sqrt{K_p} $$.
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Limitation: Assumes $$\displaystyle \delta=0 $$, not realistic for rough walls.
Coulomb’s Theory (1776)
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Assumptions: Wall friction ($\delta$) considered, backfill dry/cohesionless, planar failure surface at angle $\theta$ to horizontal.
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Procedure: Consider a wedge of soil. Equilibrium of forces (weight $W$, $$\displaystyle P_a $$, reaction $R$ on failure plane). $$\displaystyle P_a $$ is resolved parallel to wall.
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Active Pressure: $$\displaystyle P_a = \frac{1}{2} \gamma H^2 \frac{\cos^2(\phi' - \beta)}{\cos^2 \beta \cos(\delta + \beta) \left[1 + \sqrt{\frac{\sin(\phi' + \delta) \sin(\phi' - \beta)}{\cos(\delta + \beta) \cos(\beta - \alpha)}} \right]^2} $$
- $\beta$ = backfill slope angle, $\alpha$ = wall inclination (from vertical), $\delta$ = wall friction angle.
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Merits over Rankine:
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Accounts for wall friction ($\delta$) and sloping backfill ($\beta$).
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More realistic for rough walls and inclined backfills.
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Can handle cohesion (with modifications).
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Limitation: Assumes planar failure surface (not always true for cohesive soils).
Culmann’s Graphical Method
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Used for active pressure with sloping, cohesionless backfill and wall friction.
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Procedure:
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Plot backfill surface to scale.
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Draw $$\displaystyle K_a $$ lines (at angle $\phi'$ to horizontal) from trial points on backfill.
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From each trial point, draw line parallel to wall face (at angle $\delta$ to normal).
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Intersection of $$\displaystyle K_a $$ line and wall-parallel line gives point on pressure line.
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Draw envelope (Culmann line) from these points. Perpendicular from any point on backfill to this envelope gives active pressure magnitude.
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Result: Gives total active thrust ($$\displaystyle P_a $$) and its point of application.
Earth Pressure Calculations
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Total Thrust ($P$): Area under pressure diagram.
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Point of Application: For triangular diagram (cohesionless, horizontal surface), at $H/3$ from base. For trapezoidal (with cohesion), at $H/2 - \Delta$ (where $\Delta$ is shift due to cohesion).
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Effect of Water Table: Use submerged unit weight ($\gamma'$) below water table. Add hydrostatic pressure separately.
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Tension Cracks in Cohesive Backfill: Depth of tension crack $$\displaystyle z_{tc} = \frac{2c \sqrt{K_a}}{\gamma \sqrt{K_a}} $$. Active pressure diagram triangular from $$\displaystyle z_{tc} $$ to $H$.
Retaining Wall Design & Stability Checks
Modes of Failure:
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Overturning: Wall rotates about toe. Check Factor of Safety (FOS) against overturning: $$\displaystyle FOS_{OT} = \frac{\sum \text{Resisting Moments (MR)}}{\sum \text{Overturning Moments (MO)}} \geq 1.5 $$.
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Sliding: Wall slides along base. $$\displaystyle FOS_{Sliding} = \frac{\mu \sum V + P_p}{\sum H} \geq 1.5 $$ ($\mu$ = friction coeff., $$\displaystyle P_p $$ = passive pressure at toe).
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Bearing Capacity Failure: Excessive pressure on toe/heel. Check net pressure distribution (usually trapezoidal) against allowable bearing capacity.
- Pressure Distribution: For rigid wall on elastic foundation, pressure is linear (trapezoidal/triangular). Max pressure at toe: $$\displaystyle q_{max} = \frac{P}{B} \left(1 + \frac{6e}{B}\right) $$, min at heel: $$\displaystyle q_{min} = \frac{P}{B} \left(1 - \frac{6e}{B}\right) $$ ($e$ = eccentricity of resultant from center).
Sheet Piles
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Differentiation: Sheet piles are interlocking vertical elements (steel, vinyl, wood) driven to form a continuous wall for temporary/permanent earth retention (cofferdams, excavation support). Retaining walls are independent, massive structures (gravity, cantilever, anchored) designed for permanent support.
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Uses: Cofferdams, excavation support, waterfront structures, erosion control, temporary shoring.
V. SOIL PROPERTIES, IMPROVEMENT, AND SPECIAL FOUNDATIONS
Problematic Soils
Expansive Soils (Black Cotton Soils):
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Characteristics: High montmorillonite clay content, high swell-shrink potential, low strength when wet, hard when dry, high liquid limit (>50%), high plasticity index.
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Foundation Problems: Differential heave/shrinkage causing cracks, loss of bearing capacity during wetting, cyclic damage.
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Preventive Measures:
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Moisture Control: Maintain constant moisture (impermeable barriers, landscaping).
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Replacement: Remove & replace with granular fill.
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Stabilization: Lime/cement treatment.
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Under-reamed Piles: Provide anchorage against heave.
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Raft Foundations: Spread load to reduce pressure fluctuations.
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Collapsible Soils (Loess, Metastable):
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Characteristics: Porous, loose, cemented by soluble salts/calcium carbonate, stable when dry but collapse upon wetting.
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Foundation Problems: Sudden, large settlements upon wetting (from rain, leakage, groundwater rise).
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Preventive Measures:
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Pre-wetting: Saturate soil before construction to induce collapse.
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Compaction: Heavy compaction to break bonds.
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Replacement: Remove collapsible layer.
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Pile Foundations: Transfer load to stable stratum.
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Chemical Stabilization: Lime/cement to increase strength.
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Soil Stabilization
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Mechanical: Compaction (increases density, reduces voids), Reinforcement (geosynthetics, fibers).
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Chemical: Lime (reduces plasticity, strength gain in clays), Cement (binds particles, good for sands/clays), Fly Ash (pozzolanic reaction, fills voids).
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Electrical: Electro-osmosis/Electrokinetics: Apply DC current to move water/fine particles. Used for dewatering soft clays and stabilization.
Geosynthetics
| Type | Material | Primary Functions |
|---|---|---|
| Geotextiles | Woven/Non-woven polymer fabrics | Separation, Filtration, Reinforcement, Drainage, Protection |
| Geomembranes | Impermeable sheets (HDPE, PVC) | Containment (liners, covers), Barrier |
| Geogrids | Grid-like polymer sheets (uniaxial/biaxial) | Reinforcement (high tensile strength), Separation |
| Geocells | 3D honeycomb-like structure | Confinement, Reinforcement, Erosion control |
| Geocomposites | Combinations (e.g., geonet + geotextile) | Drainage (composite drains) |
Uses in Foundation Engineering:
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Reinforcement: In retaining walls, slopes, embankments, raft foundations.
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Separation: Prevent mixing of dissimilar soils (e.g., subgrade and ballast).
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Filtration: Replace graded filter blankets in drainage.
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Drainage: Edge drains, blanket drains.
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Protection: Protect geomembranes/liners from puncture.
Field Compaction
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Equipment:
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Rollers: Smooth-wheel (static/vibratory), padfoot (for cohesive soils), pneumatic (rubber-tired, uniform pressure).
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Rammers: Jumping/impact (for cohesive soils, trenches).
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Vibratory Plates: For granular soils, tight areas.
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Light vs. Heavy Proctor Test:
| Feature | Light Proctor (ASTM D698) | Heavy Proctor (ASTM D1557) | | :--- | :--- | :--- | | Compaction Energy | 600 kN-m/m³ | 2700 kN-m/m³ | | Mold Volume | 944 cm³ | 944 cm³ (Mod.) or 2124 cm³ | | Hammer Weight | 2.5 kg | 4.5 kg | | Drop Height | 305 mm | 457 mm | | Layers | 3 | 5 | | Blows per Layer | 25 | 25 | | Result | Lower MDD, higher OMC | Higher MDD, lower OMC |
Special Foundations
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Floating Foundations: Excavated soil mass = weight of structure. Net increase in vertical stress = 0. Used for very soft clays (e.g., Rotterdam). Proportioning: Depth of excavation $$\displaystyle D_f $$ such that $$\displaystyle \gamma_{soil} \cdot D_f = \gamma_{concrete} \cdot D_f + \text{structure load} $$. Often combined with raft.
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Raft Foundations: Thick reinforced concrete slab covering entire footprint. Used when:
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Soil bearing capacity low.
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Loads heavy/unequal.
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Settlement control critical.
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Design Consideration: Thickness based on shear & punching shear; reinforcement for flexure; check for differential settlement.
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VI. STRESS DISTRIBUTION IN SOILS
Boussinesq’s Theory (1885)
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Assumptions: Homogeneous, isotropic, elastic (Hooke’s law), semi-infinite half-space, weightless ($$\displaystyle \gamma=0 $$), point load applied at surface.
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Vertical Stress under Point Load ($Q$) at depth $z$, radial distance $r$:
$$\sigma_z = \frac{3Q}{2\pi} \cdot \frac{z^3}{(r^2 + z^2)^{5/2}}$$
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Below Center of Load ($$\displaystyle r=0 $$): $$\displaystyle \sigma_z = \frac{3Q}{2\pi z^2} = \frac{0.4775 Q}{z^2} $$.
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Influence Charts: Based on theory for rectangular/square loads (e.g., Newmark’s chart).
Westergaard’s Theory (1938)
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Assumptions: Material has vertical, incompressible sheets/joints (like clay laminations). Poisson’s ratio $$\displaystyle \nu = 0 $$ for vertical deformation.
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Vertical Stress under Point Load:
$$\sigma_z = \frac{Q}{\pi z^2} \cdot \frac{1}{(1 + 2(r/z)^2)^{3/2}}$$
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Below Center ($$\displaystyle r=0 $$): $$\displaystyle \sigma_z = \frac{Q}{\pi z^2} $$.
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Applicability: More appropriate for stratified soils (e.g., clays with laminations) and rapid loading (undrained conditions, $$\displaystyle \nu=0.5 $$ approx.).
Comparison
| Feature | Boussinesq | Westergaard |
|---|---|---|
| Material Model | Homogeneous, isotropic, elastic ($\nu$ arbitrary) | Vertical joints, incompressible ($$\displaystyle \nu=0 $$ for vertical strain) |
| Stress Distribution | 3D spread (bulb-shaped) | 2D spread (vertical plane) |
| $$\displaystyle \sigma_z $$ at $$\displaystyle r=0 $$ | $$\displaystyle \frac{0.4775 Q}{z^2} $$ | $$\displaystyle \frac{0.3183 Q}{z^2} $$ (lower) |
| Best For | Granular soils, isotropic deposits | Layered/clayey soils, rapid loading |
[!TIP] Exam Focus: Westergaard gives lower vertical stress than Boussinesq for same $Q$, $z$. Use Westergaard for saturated clays (undrained, $\nu \approx 0.5$) and laminated soils. Boussinesq for sands/drained clays.