UNIT 5: ENGINE DYNAMICS & FRICTION DEVICES
I. GOVERNORS
Function & Classification
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Purpose: Automatically controls the speed of an engine by regulating the fuel/steam supply in response to load changes.
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Classification:
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By Principle: Centrifugal (Watt, Porter, Proell) vs. Inertia.
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By Structure: Simple (one rotating mass set) vs. Compound (two rotating mass sets).
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Watt Governor
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Construction: Two hinged arms with balls at ends, connected to a sleeve on the rotating spindle.
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Working: Centrifugal force on balls makes arms rise, lifting sleeve to close fuel/steam valve.
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Height Derivation:
Let mass of each ball =
m, radius of rotation =r, angular velocity =ω, length of arm =l, height =h.Centrifugal force:
F_c = mω²rWeight component:
W cosθ = mg cosθFor equilibrium:
mω²r = mg tanθBut
tanθ = r/handr = l sinθ ≈ l tanθ(for small θ).Hence,
mω² (l tanθ) = mg tanθ→ω²l = gTherefore, height:
h = √(l² - r²) ≈ l - r²/(2l).For small angles, from
ω²l = g, we geth ∝ 1/ω²orh ∝ 1/N².[!TIP] Exam often asks to prove
h ∝ 1/N². UseN = 60ω/(2π)and showh = (g × 60²)/(4π²N²).
Porter Governor
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Construction: Similar to Watt, but with an additional central load (W) on the sleeve. Upper arms connect balls to sleeve, lower arms connect balls to a fixed pivot on spindle.
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Force Analysis:
Tensions in arms
T1(upper) andT2(lower).For ball:
T1 cosθ1 + T2 cosθ2 = mgT1 sinθ1 - T2 sinθ2 = mω²rFor sleeve:
W + 2T1 cosθ1 = 2T2 cosθ2(if frictionless). -
Speed Range: Solve equilibrium equations for
ωat limiting inclinationsθ_maxandθ_min. -
Effect of Friction: Friction in sleeve/pivots adds a constant resisting force
F_f. This reduces sensitiveness and lowers the minimum speed but raises the maximum speed for a givenθrange.
Proell Governor
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Construction: Lower arms are hinged at a point on the spindle (not at the axis). Extensions from these hinges carry the balls. When at minimum speed, these extensions are parallel to the spindle axis.
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Minimum Speed (Parallel Extensions):
Let
r= min radius,h= height of governor,l= length of each arm,e= distance from spindle axis to lower arm hinge.Geometry:
r = e + l sinθ,h = l cosθ.Force equation on one ball:
mω²r = (T - mg) tanθ, whereTis tension in lower arm.Sleeve equilibrium:
W + 2T cosθ = 2mg(assuming massless arms).Solve to get
ω_min² = [g (r - e)] / [r (h - e tanθ)]. For parallel position (θ=0),ω_min² = g(r-e)/(rh). -
Comparison with Porter: Proell has higher sensitiveness (larger change in
ωfor sameθchange) because the centrifugal force has a longer lever arm about the lower hinge.
Governor Performance Characteristics
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Sensitiveness (
S): Ability to respond to small speed changes.S = (ΔN/N) / (ΔF/F)orS = (N_max - N_min)/N_mean.High sensitiveness → large speed variation for small load change (poor regulation).
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Isochronism: Zero sensitiveness (
S=0). Governor maintains constant speed regardless of load change (ideal but unstable without feedback). Achieved by adding a spring (e.g., Hartnell governor). -
Hunting: Oscillations of governor sleeve about its equilibrium position due to over-sensitivity. Causes speed fluctuations. Mitigation: Use friction (damping), increase sleeve mass, or use isochronous design.
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Stability: Governor returns to new equilibrium after a disturbance.
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Stable:
dF/dr > F/r(controlling force increases faster thanF/r). -
Unstable:
dF/dr < F/r. -
Isochronous:
dF/dr = F/r.
[!TIP] Stability Condition Derivation:
Controlling force
F_c = mω²r. For stability, asrincreases (speed up),F_cmust increase more than linearly. Sod(mω²r)/dr > mω²→mω² + mr d(ω²)/dr > mω²→d(ω²)/dr > 0. But from equilibrium,F_control = f(r). The graphical condition isdF/dr > F/r. -
Friction & Insensitiveness
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Effect of Friction: Reduces sensitiveness. Causes dead zone—a range of speeds where governor does not move because friction balances the centrifugal force change.
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Coefficient of Insensitiveness (
k):k = (ΔN_friction) / (N_mean), whereΔN_frictionis the speed range due to friction alone.kincreases with friction.
II. FLYWHEELS & TURNING MOMENT DIAGRAMS
Function & Distinction from Governor
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Flywheel: Stores kinetic energy during power strokes and releases it during idle strokes to smoothen speed fluctuations.
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Governor: Controls/sets the mean speed by regulating energy input. Does not reduce speed fluctuation amplitude.
Fluctuation Concepts
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Fluctuation of Energy (
ΔE): Maximum difference between kinetic energy at max and min speeds.ΔE = (1/2) I (ω_max² - ω_min²). -
Coefficient of Fluctuation of Energy (
C_E):C_E = ΔE / (Mean kinetic energy) = (ω_max² - ω_min²) / (2 ω_mean²). -
Fluctuation of Speed (
ΔN):ΔN = N_max - N_min. -
Coefficient of Fluctuation of Speed (
C_N):C_N = ΔN / N_mean.[!TIP] For small fluctuations,
C_N ≈ √(2C_E).
Turning Moment Diagram for IC Engines
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Four-Stroke Cycle: One power stroke per two revolutions. Diagram shows torque vs. crank angle over 720°.
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Power Stroke (combustion): High positive torque.
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Other Strokes (intake, compression, exhaust): Negative or low torque (resistance).
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Mean Torque (
T_m): Horizontal line such that area above = area below over cycle.T_m = (Work per cycle) / (4π)for 4-stroke. -
Interpretation: Area between actual torque curve and
T_mline represents energy surplus/deficit that the flywheel must absorb/supply.
Flywheel Design Calculations
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Energy Equation:
ΔE = I ω_mean Δω(for smallΔω).Where
I= moment of inertia,ω_mean= mean angular velocity,Δω= angular speed fluctuation. -
From Area-Speed Limits:
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Draw turning moment diagram to scales:
1 mm = S_T N-m(torque),1 mm = S_θ rad(angle). -
Calculate net area
A(in mm²) above/below mean torque line for one cycle. -
Actual energy fluctuation:
ΔE = A × S_T × S_θ(in N-m). -
Given
ΔNorC_N, findΔω = (2π ΔN)/60. -
Mass/Role of Gyration:
I = m k² = ΔE / (ω_mean Δω).
\boxed{m k^2 = \frac{\Delta E}{\omega_{\text{mean}} \Delta \omega}}
[!TIP] If
C_Nis given,Δω = ω_mean C_N, som k² = ΔE / (ω_mean² C_N). -
Mean Torque & Speed Relations
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Power (P) = T_mean × ω_mean(in consistent units). -
Work per cycle = T_mean × (angle per cycle).
III. BALANCING OF RECIPROCATING & ROTATING MASSES
Fundamentals
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Primary vs. Secondary:
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Primary: Forces due to simple harmonic motion of reciprocating mass (inertia force
mω²r cosθ). Frequency = crank speed. -
Secondary: Due to obliquity of connecting rod. Force component
mω²r (r/L) cos2θ. Frequency = 2×crank speed. (Neglected ifr/Lis small).
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Dynamically Equivalent System: Replace a distributed mass by two or three point masses that produce same inertia force and moment about a reference point.
Single Cylinder Engines
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Balancing:
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Revolving mass (
m_r): Can be fully balanced by a counterweight. -
Reciprocating mass (
m_rec): Only partially balanced (typicallyc × m_rec, wherec ≤ 1). Full balance creates vertical dynamic forces in single cylinder.
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Forces (at crank angle
θfrom IDC):-
Inertia Force:
F_I = m_rec ω² r cosθ(opposite to acceleration). -
Piston Effort (
F_P): Net force on piston due to gas pressure minus inertia force. -
Side Thrust (
F_S):F_P tanφ ≈ F_P (r sinθ)/L(on cylinder walls). -
Crank Effort (
F_T): Tangential component on crank:F_T = (F_P cosθ + F_I sinθ) / cosφ ≈ F_P cosθ + F_I sinθ. -
Thrust in Connecting Rod (
F_R):F_R = F_P / cosφ.
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Multi-Cylinder Engines
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In-line Engines:
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Primary Balance: Possible if
∑ m_r r cosθ = 0and∑ m_r r sinθ = 0(crank angles suitably arranged). -
Secondary Balance: Requires
∑ m_rec (r²/L) cos2θ = 0and∑ m_rec (r²/L) sin2θ = 0. -
Complete Balance? No. Primary can be balanced, but secondary usually unbalanced. Even if both balanced, residual couples may exist.
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Radial Engines:
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Cylinders equally spaced (
360°/n). -
Primary and secondary forces always balance (if all reciprocating masses equal).
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Primary and secondary couples may exist if
r/Lis considered.
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Locomotive Engines (Uncoupled Two-Cylinder)
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Crank Arrangements: Usually 90° apart.
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Derivations (for two cylinders, crank angle
θfor 1st cylinder,θ+φfor 2nd):-
Swaying Couple (
M_s): Moment about vertical axis due to unbalanced horizontal forces.M_s = (1 - c) m_rec ω² r (L/2) [cosθ + cos(θ+φ)](approx, primary only).Maximum:
M_s,max = (1-c) m_rec ω² r L |cos(φ/2)|. -
Hammer Blow (
F_V): Unbalanced vertical force at wheels.F_V = (1-c) m_rec ω² r [sinθ + sin(θ+φ)](primary only).Magnitude:
F_V,max = (1-c) m_rec ω² r √[2(1+cosφ)].Varies with speed as
ω². -
Variation in Tractive Effort (
ΔF_T): Variation in horizontal force between wheel and rail.ΔF_T = (1-c) m_rec ω² r [cosθ - cos(θ+φ)].Maximum:
ΔF_T,max = (1-c) m_rec ω² r √[2(1-cosφ)].
[!TIP] For
φ=90°:F_V,max = √2 (1-c) m_rec ω² r,ΔF_T,max = √2 (1-c) m_rec ω² r. -
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Balancing Fraction (
c): Given max allowable hammer blowF_V,allowat speedω, solveF_V,max ≤ F_V,allowforc.
Balancing Masses & Residual Forces
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Magnitude & Position: Balance
∑ m_r rvectorially. Place balancing massm_bat radiusr_bsuch thatm_b r_b = ∑ m_r r(magnitude and direction). -
Resultant Unbalance Force: At any crank angle
θ, sum all unbalanced inertia forces vectorially.
IV. FRICTION CLUTCHES
Single Plate Clutch
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Uniform Pressure Assumption: Pressure
pconstant over entire friction surface.-
Axial force:
W = π p (r₂² - r₁²) -
Torque:
T = (2/3) μ π p (r₂³ - r₁³) -
Mean radius:
R_m = (2/3) (r₂³ - r₁³)/(r₂² - r₁²)
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Uniform Wear Assumption:
p r = constant. Pressure highest at inner radius.-
Axial force:
W = 2π p_mean (r₂ - r₁) r_mean(wherep_meanis pressure at mean radius). -
Torque:
T = μ W R_m(withR_m = (r₂ + r₁)/2). -
Maximum Pressure:
p_max = (W r₂) / [2π r_mean (r₂ - r₁)]at inner radiusr₁.
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Design: Given
P,N,μ,p_max, and oftenR_m / b = 4(whereb = r₂ - r₁is face width). Solve forR_m,r₁,r₂,b.
Conical Clutch
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Working: Friction surface is conical. Axial force
Wcreates normal pressure. Frictional torqueT = μ W (r₁ + r₂)/(2 sin α), whereαis cone angle. -
Comparison: Higher torque capacity for same axial force than plate clutch (due to
1/sin αfactor). Self-energizing possible.
V. BRAKES
Band Brake
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Simple Band with Lever:
Tensions:
T₁(tight side),T₂(slack side).T₁/T₂ = e^{μθ}(θ in radians).Braking torque:
T_b = (T₁ - T₂) r_d.Lever mechanics:
T₁ = P × (l / d), whereP= effort,l= lever arm,d= drum radius to lever attachment point.[!TIP] If band attached to fulcrum and pin, use moment balance about fulcrum.
Shoe Brakes (Internal Expanding)
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Double Shoe: Two shoes inside drum, pivoted. Spring provides initial force, hydraulic/mechanical linkage provides operating force.
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Self-energizing: Leading shoe gets additional force from friction drag.
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Design:
Braking torque
T_b = 2 μ p b R (θ - sinθ cosθ)(for each shoe, assuming uniform pressurepover angleθ).Spring force
F_scalculated from torque and pressure limitp_max.Shoe width
bfromp_maxand total normal force.
VI. BEARINGS & FRICTION CIRCLE
Conical Pivot Bearings
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Uniform Pressure:
p = constant.Frictional torque:
T_f = (2/3) μ W (R₂³ - R₁³)/(R₂² - R₁²).Power loss:
P = (2π N T_f)/60. -
Uniform Wear:
p r = constant.Frictional torque:
T_f = (1/2) μ W (R₂ + R₁). -
Design: Given
W,α(cone angle),p_max,R₂/R₁ratio, findR₁,R₂.
Collar Bearings
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Uniform Pressure:
Frictional torque:
T_f = (μ W π (D + d))/4, whereD,d= outer/inner diameters.Power:
P = (μ W π (D + d) N)/(60 × 1000)(W in N, P in kW). -
Uniform Wear:
T_f = (μ W π (D² - d²))/(4 D). -
Number of Collars: If total load
Wshared byncollars,W/nused in above formulas.
Friction Circle
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Definition: In journal bearings, the resultant friction force acts along the tangent to a friction circle of radius
r_f. -
Radius Derivation: Friction force
F_f = μ N. Ifφ= angle of friction (tan φ = μ), thenr_f = r sin φ, wherer= journal radius.\boxed{r_f = r \sin \phi}
[!TIP] Used in viscous damping analysis and Coulomb friction in rotating systems.
VII. DYNAMOMETERS
Classification
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Absorption: Absorbs and dissipates engine power as heat (e.g., Prony brake, Rope brake).
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Transmission: Transmits power to a load while measuring (e.g., Epicyclic, Belt).
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Torsion: Measures torque via shaft twist (e.g., Optical, Electrical with strain gauges).
Absorption vs. Transmission
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Absorption: Engine drives dynamometer which acts as a brake. All power converted to heat. Simple, but wasteful.
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Transmission: Power goes to a load (e.g., generator). Dynamometer measures torque/speed. More efficient.
Torsion Dynamometer
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Construction: Shaft with strain gauges or an optical disc with radial lines.
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Power Calculation:
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Strain Gauge: Measure strain
ε→ stressσ = Eε→ torqueT = (σ J)/r(J= polar moment,r= radius). PowerP = (2π N T)/60. -
Optical: Measure angle of twist
θbetween two discs.T = (G J θ)/L(G= shear modulus,L= length between discs).
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VIII. KINEMATICS OF MECHANISMS
Four-Bar Chain Analysis (Instant Center Method)
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Steps:
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Draw configuration to scale.
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Locate all instant centers (IC). For 4-bar, 3 ICs besides fixed pivots.
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Use
ω₂/ω₄ = (IC₁₄₋₂₄)/(IC₁₂₋₂₄)for angular velocities. -
Velocity of any point:
v = ω × distance to IC. -
Acceleration: Use relative acceleration equations or differentiate velocity.
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Given: Link lengths, input
ω₂,α₂, configuration → findω₃,ω₄,α₃,α₄.
Cam & Follower Dynamics (Offset Circular Disc Cam)
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Cam: Circular disc radius
R, center offset byefrom camshaft axis. -
Follower Lift (
s):s = e(1 - cosθ)(if zero lift atθ=0). -
Follower Velocity & Acceleration:
v = e ω sinθa = e ω² cosθ(radial acceleration of cam center towards follower). -
Lift Condition (Critical Speed): Follower loses contact when dynamic force exceeds spring force.
Spring force
F_s = k s + F₀(initial compression).Dynamic force
F_d = m a(inertia force).Condition for lift:
m e ω² cosθ > k e(1 - cosθ) + F₀.Solve for max
ωbefore lift occurs at anyθ.
IX. SPECIAL TOPICS & INTEGRATED PROBLEMS
Turning Moment Diagram Applications
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Calculate
ΔE = A × S_T × S_θ(from areas and scales). -
Given
N_mean,C_NorΔN, findΔω. -
Compute
I = ΔE/(ω_mean Δω). -
If mass
mgiven, findk = √(I/m).
Governor Design Problems
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Speed Range with Friction: Calculate
ω_minandω_maxfor Porter/Proell with friction forceF_fincluded in sleeve equilibrium. -
Equilibrium Speed: For given
randθ, solve force equations forω.
Combined Balancing & Locomotive Problems
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Fraction to Balance (
c): Given maxF_V(hammer blow) at speedω, useF_V,max = (1-c) m_rec ω² r √[2(1+cosφ)]to findc. -
Maximum Swaying Couple:
M_s,max = (1-c) m_rec ω² r L |cos(φ/2)|. -
Tractive Effort Variation:
ΔF_T,max = (1-c) m_rec ω² r √[2(1-cosφ)].
Friction Device Synthesis
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Clutch: Given
P,N,μ,p_max,R_m/b→ findR_m,r₁,r₂,busing torque and pressure formulas (check both uniform pressure and wear assumptions). -
Brake: Given
T_b,μ,θ,p_max,D→ find spring forceF_sand shoe widthbfrom torque and pressure equations. -
Bearing: Given
W,α,p_max,D/dratio → findd,Dfrom axial load formula, then power loss at givenN.