UNIT 1: FUNDAMENTALS OF PAVEMENT DESIGN AND ANALYSIS
1.0 INTRODUCTION TO PAVEMENT SYSTEMS
1.1 Types of Pavements
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Flexible Pavements: Multi-layer system where loads are distributed through grain-to-grain transfer in granular layers. Surface is bituminous. Key Feature: Low tensile strength, high flexibility. They deflect under load.
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Rigid (Cement Concrete) Pavements: Single, high-strength slab (PCC) that distributes loads through slab action (beam strength). Key Feature: High flexural strength, low deflection, relies on subgrade support.
[!TIP] Exam Focus: Be prepared to compare both types in terms of structural action, load distribution, joint requirements, and initial vs. maintenance cost.
1.2 Structural and Functional Requirements
| Structural | Functional |
|---|---|
| Adequate thickness for load distribution | Smooth, skid-resistant surface |
| Sufficient strength to resist stresses | Proper drainage to prevent water damage |
| Stable under varying climatic conditions | Low noise levels |
| Durability against environmental effects |
1.3 Factors Influencing Pavement Design
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Load Variables (Traffic): Wheel load magnitude, contact pressure, axle configuration, traffic volume (ESALs).
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Environmental/Climatic Variables: Temperature (daily/seasonal), precipitation, frost action, drainage.
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Material/Structural Variables: Properties of each layer (modulus, Poisson's ratio, layer thickness).
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Subgrade Soil Properties: Strength (CBR, Mr), swelling potential, frost susceptibility, drainage.
2.0 TRAFFIC LOADING AND STRESS DISTRIBUTION
2.1 Equivalent Single Wheel Load (ESWL) / Equivalent Single Axle Load (ESAL)
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Concept: To represent the damaging effect of complex traffic (multiple wheels, axles) as a standard single wheel load for design simplicity.
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Necessity: Pavement design requires a single, representative load. Real traffic has diverse axle loads and configurations.
2.1.2 Determination Methods
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Equal Vertical Stress Criterion (Boussinesq's Theory):
For a given depth, find the load on a single wheel that produces the same vertical stress as the multi-wheel load at a critical point (usually under a wheel).
Formula: Vertical stress $$\displaystyle \sigma_z $$ at depth $z$ from a point load $P$ is given by Boussinesq's equation.
$$ \sigma_z = \frac{3P}{2\pi z^2} \frac{1}{\left(1 + \left(\frac{r}{z}\right)^2\right)^{5/2}} $$
ESWL is found by equating $$\displaystyle \sigma_z $$ for the actual load system and the single wheel.
- Equal Contact Pressure Criterion: Assumes pressure under each wheel is uniform. ESWL is the single wheel load whose contact area produces the same pressure as the multi-wheel system at a specified depth.
2.1.3 Design ESAL vs. ESAL
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ESAL (Accumulated): Total number of standard 80 kN single axle loads expected over the design period from all traffic.
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Design ESAL: ESAL value used in the design equation, often adjusted by a Lane Distribution Factor (LDF) and sometimes a Vehicle Factor to account for lane usage and truck types.
2.2 Lateral Distribution Factor (LDF) / Load Distribution Factor
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Concept: Not all lanes carry equal traffic. LDF is the fraction of total ESALs assumed to be carried by the design lane.
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Necessity: For a multi-lane highway, the critical lane (usually the outermost lane) carries more heavy vehicles due to turning, parking, etc.
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Factors Affecting LDF: Number of lanes, type of road (highway vs. city road), median type, truck population.
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Application:
Design ESAL = Total ESAL × LDF.Example (IRC): For a 4-lane divided highway, LDF for the design lane may be taken as 0.75 to 0.85.
Sketches: Show cross-section with arrows indicating higher traffic concentration in outer lanes.
[!TIP] Common Pitfall: Students often confuse ESWL (a load magnitude) with ESAL (a cumulative traffic count). Remember: ESWL is for load equivalence, ESAL is for traffic accumulation.
3.0 SUBGRADE SOIL CHARACTERIZATION AND STRENGTH EVALUATION
3.1 Subgrade Strength Assessment for Flexible Pavements
3.1.1 California Bearing Ratio (CBR) Test
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Test Procedure (Soaked):
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Prepare soil specimen at optimum moisture content, compact in a standard mold (CBR mold).
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Soak the specimen in water for 96 hours (to simulate worst-case wet condition).
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Place a standard plunger (50 mm dia) on the specimen.
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Penetrate the plunger at 1.25 mm/min.
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Record load at 2.5 mm and 5.0 mm penetration.
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CBR (%) = (Load for specimen at 2.5 or 5 mm / Standard load for 2.5 or 5 mm) × 100. Use the higher value.
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Limitations of CBR Method:
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Empirical, based on a specific test procedure and soil type.
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Does not account for repeated loading (resilient behavior).
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Sensitive to moisture variations.
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Not suitable for highly stabilized or coarse-grained soils.
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Does not correlate well with performance for modern heavy traffic.
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3.1.2 Other Subgrade Evaluation Methods
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Benkelman Beam Deflection (BBD) Method (In-situ):
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Measures surface rebound deflection under a standard load (single axle, dual wheels, 8.2 t).
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Procedure: Place beam, apply load, measure initial and final dial readings after unloading. Deflection = (Initial - Final) × beam constant.
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Use: Primarily for overlay design and existing pavement evaluation.
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Plate Load Test: Direct measurement of modulus of subgrade reaction (k) by loading a rigid plate on the subgrade surface and measuring settlement. Gives a k-value (kg/cm³).
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Resilient Modulus (Mr): Most fundamental property for modern mechanistic design. Measures elastic recoverable strain under repeated load.
Mr = (Repeated axial stress) / (Recoverable axial strain). Units: MPa or psi. Superior to CBR as it simulates traffic loading.
3.2 Soil Properties Affecting Pavement Performance
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Swell Potential: Expansive clays swell when wet, shrink when dry → causes differential heave and cracking. Measure by free swell index.
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Frost Susceptibility: Fine-grained soils with high silt content retain water and are prone to frost heave (volume increase) and thaw weakening (loss of strength).
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Drainage Characteristics: Permeability and drainage rate control how quickly water leaves the pavement structure. Poor drainage leads to saturation, loss of subgrade strength, and premature failure.
4.0 FLEXIBLE PAVEMENT DESIGN AND ANALYSIS
4.1 Composition and Functions of Layers
| Layer | Primary Function | Typical Material |
|---|---|---|
| Surface Course (Wearing Course) | Resist wear, provide smoothness, distribute load, prevent water ingress | Bituminous concrete, premix carpet |
| Base Course | Major load distribution, structural support, drainage | Granular, stabilized soil, WBM |
| Sub-base Course | Additional load distribution, separation, drainage, working platform | Lower quality granular, stabilized |
| Subgrade | Ultimate support, natural ground | Natural soil, treated if weak |
4.2 Stresses in Flexible Pavements
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Vertical Compressive Stress: Calculated using Boussinesq's equation for a loaded flexible circular area. Maximum occurs directly under the load, decreases with depth and radial distance.
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Horizontal Tensile Stress: Occurs at the bottom of layers due to Poisson's effect and curvature. Critical for fatigue in bituminous layers.
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Shear Stress: Maximum near the edge of the loaded area. Critical for shear failure in weak subgrades or bases.
4.3 Design Methodologies
- IRC Method (Simplified, CBR-based):
$$ T = \sqrt{\frac{P \cdot N \cdot S}{CBR}} - a $$
Where, `T` = total thickness (cm), `P` = wheel load (kg), `N` = number of load repetitions (ESAL), `S` = saturation factor (1.2-1.5), `a` = surface thickness (cm). **Note:** This is a highly simplified empirical formula from older IRC codes.
- AASHTO 1993/1998 Guide (Structural Number - SN):
$$ SN = a_1 D_1 + a_2 D_2 + a_3 D_3 + ... $$
Where, `a_i` = layer coefficient (strength), `D_i` = layer thickness (inches). `SN` is determined from:
$$ \log_{10} W_{18} = Z_1 S_o + 7.35 \log_{10}(SN+1) - 0.06 + \frac{\log_{10} \left( \frac{\Delta PSI}{4.2-1.5} \right)}{1+ \frac{1.624 \times 10^6}{(SN+1)^{8.46}}} + (b_{im} - 0.15 \log_{10} (SN+1)) $$
**Complex, multi-factor equation.** `W18` = ESALs, `Z1` = reliability factor, `So` = overall standard deviation, `ΔPSI` = serviceability loss, `b_im` = drainage coefficient.
- CBR Method (IRC:37-2018 - Current): Uses layer coefficients and equivalent CBR for granular layers. Thickness is determined by equating total pavement strain to a permissible value or through iterative charts based on CBR and ESALs.
4.4 Overlay Design (Using Benkelman Beam) 4.4.2.1 Step-by-Step Procedure:
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Conduct BBD Survey: Measure initial deflection (δ₁) on existing pavement.
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Compute corrected deflection (δc): Account for temperature, seasonal variation, and testing error.
$$ \delta_c = \delta_1 \times F_1 \times F_2 \times F_3 \times F_4 \times F_5 $$
(Various correction factors).
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Determine allowable deflection (δa): From design charts or
δa = 0.25 cm(typical for flexible overlay on rigid? Check context). Or fromδa = (Permissible stress / Modulus). -
Compute deficit deflection:
Δδ = δc - δa. -
Find required overlay thickness (h): Using correlation:
$$ h = C \times \sqrt{\Delta\delta} $$
Where `C` is a constant from **empirical charts** (IRC:81-1999) relating thickness to deficit deflection and subgrade CBR.
- Check for shear/structural adequacy.
[!TIP] Exam Trap: The formula
h = C * sqrt(Δδ)is empirical and specific to the BBD method. Do not confuse it with mechanistic layer theory equations.
5.0 RIGID (CC) PAVEMENT DESIGN AND ANALYSIS
5.1 Stresses in Rigid Pavements (Westergaard's Theory)
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Assumptions:
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Slab is a homogeneous, isotropic, elastic plate of finite length & width, infinite depth.
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Subgrade is a Winkler foundation (reaction proportional to deflection,
q = k * w). -
No sliding between slab and subgrade.
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Load is applied as a uniformly loaded circular area.
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Key Equations (Stress Coefficients):
- Interior Stress (σᵢ): For load away from edges.
$$ \sigma_i = \frac{3P}{h^2} \left( 1 - \nu^2 \right) \alpha_i $$
* **Edge Stress (σₑ):** For load parallel and adjacent to a free edge. **Most critical for load.**
$$ \sigma_e = \frac{3P}{h^2} \left( 1 - \nu^2 \right) \alpha_e $$
* **Corner Stress (σ_c):** For load at a corner.
$$ \sigma_c = \frac{3P}{h^2} \left( 1 - \nu^2 \right) \alpha_c $$
Where, `P` = load on wheel, `h` = slab thickness, `ν` = Poisson's ratio, `α` = **stress coefficient** (function of `l` and load position).
5.1.2 Temperature Stresses
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Warping Stresses (Daily Gradient): Due to difference in temperature between top and bottom of slab (ΔT). Top expands/contracts differently than bottom.
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Interior:
σ_ti = (E α ΔT) / 2 -
Edge:
σ_te = (E α ΔT) * (3 + ν) / 8(1 - ν)(More severe) -
Corner:
σ_tc = (E α ΔT) * (3 + ν) / 8(1 - ν)(Similar to edge)
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Frictional Stresses (Seasonal): Due to overall expansion/contraction of slab restrained by friction with subgrade/base.
$$ \sigma_f = \frac{E \alpha \Delta T_f}{2} \quad \text{(for interior, no restraint at ends)} $$
For restrained slabs, it can be `σ_f = E α ΔT_f` (if fully fixed).
5.1.3 Combined Stress Analysis
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Critical Combinations: Depends on slab position and time of day.
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Interior: Max load stress (day) + max warping stress (day) → tensile at bottom.
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Edge: Max load stress (edge) + max warping stress (day) → tensile at top.
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Corner: Load stress (corner) + warping stress (day) → tensile at top.
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Night: Warping stress reverses sign (compressive at top, tensile at bottom). May combine with frictional stress.
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5.2 Key Parameters
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Modulus of Subgrade Reaction (k):
k = p / δ(kg/cm³). Pressure needed to produce unit deflection. From plate load test. Measures subgrade stiffness. -
Radius of Relative Stiffness (l):
$$ l = \left[ \frac{E h^3}{12 k (1 - \nu^2)} \right]^{1/4} $$
Measures slab's ability to distribute load relative to foundation stiffness. Larger l means slab is stiff relative to subgrade.
- Stress Coefficients (α): Tabulated or graphed functions of
land load position (e.g.,α_efor edge load).
5.3 Design Recommendations (IRC)
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Design for edge stress (most critical for load) and corner stress.
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Use Westergaard's equations for load stresses.
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Check combined stress (load + temperature) < allowable flexural tensile strength of concrete (typically 4-5 MPa for普通 concrete).
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Thickness is increased until all critical stresses are within limits.
5.4 Reinforcement in CC Pavements
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Purpose: Hold cracks tightly, maintain aggregate interlock, distribute loads across cracks, resist warping stresses.
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Tie Bars (Longitudinal Joints): Prevent lane separation. Design Considerations:
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Frictional Force:
F_f = μ * W(μ = coeff. friction, W = weight of slab). -
Bond Strength:
F_b = (π * d * L) * τ_allow(d = bar dia, L = embedment length, τ_allow = allowable bond stress). -
Tensile Stress in Steel:
F_s = (π * d^2 / 4) * f_s(f_s = allowable steel stress).
Design: Ensure
F_s ≥ F_fandF_b ≥ F_f. Also check development length. -
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Installation Difficulties: Misalignment, improper spacing, damage during concreting, congestion at joints, ensuring proper embedment and cover.
6.0 PAVEMENT JOINTS
6.1 Necessity: Control cracking due to shrinkage, thermal contraction, and warping. Allow for expansion, contraction, and provide load transfer.
6.2 Types of Joints
| Joint Type | Purpose | Spacing | Load Transfer |
|---|---|---|---|
| Expansion Joint | Allow for slab expansion (rarely used now) | 50-100 m | Dowels |
| Contraction/Control Joint | Control cracking due to shrinkage/tension | 3-5 m (transverse) | Dowels (for load) |
| Construction Joint | Where concreting stops/restarts | At work breaks | Dowels/Tie bars |
| Longitudinal Joint | Separate lanes, provide weak plane | Along lane lines | Tie bars |
| Weak Plane Joint | Saw-cut to induce cracking at desired location | Same as contraction | Aggregate interlock |
6.3 Joint Filler and Sealing Compounds
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Joint Filler (Pre-molded): Compressible material (foam, cork) placed in joint to prevent incompressibles (stones) from entering and allow for expansion. Not elastic.
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Joint Sealing Compound: Elastic material (liquid silicone, polysulfide) applied over filler to seal the joint against water and de-icing salts infiltration.
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Key Difference: Filler is pre-formed, compressible, non-elastic, fills joint space. Sealant is applied liquid/paste, elastic, adhesive, provides watertight seal.
6.4 Joint Spacing: Based on coefficient of thermal expansion, modulus of elasticity, friction coefficient, and allowable tensile stress. For contraction joints: L = (σ_allow * h) / (E α ΔT).
7.0 CLIMATIC EFFECTS ON PAVEMENT DESIGN
7.1 Temperature Effects
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Thermal Expansion/Contraction: Causes frictional stresses if restrained.
ΔL = α L ΔT. -
Daily Temperature Gradient (Warping): Top of slab hotter/cooler than bottom → warping stresses (tensile at bottom during day, top at night). Major cause of cracking.
7.2 Precipitation & Drainage
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Effect of Water: Reduces subgrade strength (
CBRdrops significantly when soaked), causes pumping (under rigid pavements), leads to frost damage, accelerates aging of bitumen. -
Drainage Systems: Surface (slope, cross-slope, gutters) and subsurface (permeable base, edge drains, granular sub-base).
7.3 Frost Action
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Frost Heave: Water in soil freezes, forms ice lenses → upward movement of pavement.
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Thaw Weakening: Ice melts, soil becomes saturated & loses strength → pumping, settlement, cracking.
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Mitigation: Use non-frost-susceptible (NFS) materials, increase depth to frost line, provide drainage.
7.4 Climatic Zones: India uses IRC's climatic zones (e.g., heavy rainfall, moderate rainfall, low rainfall, snow-bound). Design adjustments include drainage provisions, frost protection, selection of materials (e.g., polymer-modified bitumen for high temp).
8.0 MATERIALS FOR PAVEMENT CONSTRUCTION
8.1 Road Aggregates
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Properties: Strength (crushing, impact), hardness (abrasion), shape (angular for interlock), grading (dense for stability, open for drainage).
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Key Tests:
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Los Angeles Abrasion: % wear → measure of toughness/abrasion resistance.
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Aggregate Crushing Value (ACV): % fines → measure of crushing resistance.
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Impact Value: Measure of toughness.
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Specific Gravity & Water Absorption: For mix design and durability.
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8.2 Bituminous Materials
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Types: Paving grade (VG-10, VG-30, VG-40), Modified (polymer, rubber).
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Properties/Grading:
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Penetration Grade: Penetration at 25°C (e.g., 60/70).
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Viscosity Grade: Viscosity at 60°C (e.g., VG-10).
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Softening Point: Ring & Ball test → temperature susceptibility.
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Ductility: % elongation at 27°C.
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8.3 Cement Concrete
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Mix Design: Target strength, workability, durability.
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Key Properties:
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Modulus of Elasticity (E): 2-5 × 10⁵ kg/cm² (30-50 GPa). Influences stress.
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Poisson's Ratio (ν): 0.15-0.20.
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Coefficient of Thermal Expansion (α): 10-13 × 10⁻⁶ /°C. Critical for temperature stress.
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Flexural Strength (Modulus of Rupture): 40-50% of compressive strength. Design criterion for thickness.
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9.0 COMPARATIVE STUDY OF DESIGN METHODS
| Aspect | AASHTO 1993/98 | IRC (CBR/ESAL) |
|---|---|---|
| Philosophy | Mechanistic-empirical (relies on performance data) | Primarily empirical (based on Indian experience) |
| Core Concept | Structural Number (SN) = Σ(aᵢDᵢ) | Total Thickness (T) from CBR & ESAL charts/equations |
| Inputs | ESAL, ΔPSI, Reliability, Std. Dev., Drainage, Material properties (aᵢ) | ESAL, Subgrade CBR, Material layer coefficients |
| Complexity | Very complex, iterative, uses software | Simpler, chart-based or simple equations |
| Output | SN, then individual layer thicknesses | Total pavement thickness, then layer-wise distribution |
| Considerations | Explicit reliability, drainage, material factors | Implicit in charts/coefficients |
| Primary Use | US & countries following AASHTO | India (IRC:37, IRC:58) |
[!TIP] Exam Focus: Know the difference between ESAL (AASHTO) and design ESAL (with LDF). Be able to write step-by-step for AASHTO (determine SN from equation, then layer thicknesses) and IRC CBR method (find T from chart/eq., then distribute).